M•••••• C•••••

Advisor at J••• M••••• S••••••••• L••

Tempe , AZ | Chandler, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:914e8d2d-7bae-3e20-ed54-f6c68873c6cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 6, 2024	n/a	yes	Tempe , AZ\|Chandler, AZ\|Chandler, AZ	Current employment
M••••• S••••••	Wirehouse	Nov 4, 2022	Aug 10, 2023	no	Gilbert, AZ\|Tempe, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	J••• M••••• S••••••••• L••	Aug 10, 2023	May 6, 2024	270	Firm change	Wirehouse to wirehouse
C•••••• S••••• • C••• I•••	M••••• S••••••	Nov 12, 2020	Nov 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:79:AZ:2023-08-10	Aug 10, 2023	May 6, 2024	TEMPE, AZ	Firm change
5393:149777:AZ:2020-11-09	Nov 12, 2020	Nov 4, 2022	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 4, 2022 to Aug 10, 2023factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 30, 2019 to Nov 12, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:914e8d2d-7bae-3e20-ed54-f6c68873c6cf
First observed: Sep 2, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.