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E••• A•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

E••• A•••••• W•••

Advisor at W•••• I••••••••• A•••••••• L••

Louisville, KY | LINCROFT, NJ

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Search this name across graphsid dfx:ria:91518a38-24e6-d95c-205e-5db49e9eec4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 27, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Nov 28, 2016	n/a	yes	Louisville, KY\|LINCROFT, NJ	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Sep 10, 2014	Nov 8, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• F•••••••• C••••••••• L••	F•••••••• T••••••• I•••	Mar 8, 2017	Aug 10, 2010	-2,402	Firm change after gap	Other
I••••••••• F•••••••• G••••• L••	W•••• I••••••••• A•••••••• L••	Nov 8, 2016

Relationships

Registered with (7)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 28, 2016 to presentfactForm ADV
→ Q•••••• F•••••••• C••••••••• L••Registered adviserregistration: previous registration
Jul 2, 2010 to Mar 8, 2017factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Sep 10, 2014 to Nov 8, 2016factForm ADV
→ F•••••••• T••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91518a38-24e6-d95c-205e-5db49e9eec4e
First observed: Jun 27, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.