DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Anthony Ward
Feed of 09/14/2026
At current firm
9 y
since Nov 28, 2016
In the industry
34 y
since Oct 10, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Nov 28, 2016 · Louisville, Ky
- Independent Financial Group, LLC BD affiliatedSep 10, 2014 to Nov 8, 2016 · San Diego, Ca
- Financial Telesis, Inc. formerAug 10, 2010 to Aug 26, 2014 · San Rafael, Ca
- Quantum Financial Consultants, LLC unclassifiedJul 2, 2010 to Mar 8, 2017 · Louisville, Ky
- Vsr Advisory Services formerJul 28, 2009 to Aug 9, 2010 · Louisville, Ky
- Qa3 Financial LLC unclassifiedFeb 19, 2001 to Aug 5, 2009 · Louisville, Ky
- Equity Resources, LLC unclassifiedJun 27, 1994 to Dec 6, 2005 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- Quantum Financial Consultants, LLC to Financial Telesis, Inc.left Mar 8, 2017, registered Aug 10, 2010 (-2402 days) · Other
- Independent Financial Group, LLC to World Investment Advisors, LLCleft Nov 8, 2016, registered Nov 28, 2016 (20 days) · Other
- Financial Telesis, Inc. to Independent Financial Group, LLCleft Aug 26, 2014, registered Sep 10, 2014 (15 days) · Other
- Vsr Advisory Services to Quantum Financial Consultants, LLCleft Aug 9, 2010, registered Jul 2, 2010 (-38 days) · Other
- Qa3 Financial LLC to Vsr Advisory Servicesleft Aug 5, 2009, registered Jul 28, 2009 (-8 days) · Other
- Equity Resources, LLC to Qa3 Financial LLCleft Dec 6, 2005, registered Feb 19, 2001 (-1751 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address