DFX Intelligence

C•••••••• A••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••••••• A••••• R•••••••••

Advisor at T••••• A••••••• S•••••••• I•••

ATLANTA, GA

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Search this name across graphsid dfx:ria:9159598c-964a-66db-2307-829cfb88d995

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 21, 2016	n/a	yes	ATLANTA, GA	Current employment
B••• S••••••••• L••	Former SEC adviser	Dec 10, 2019	Feb 17, 2021	no	RICHMOND, VA\|Atlanta, GA\|RICHMOND, VA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	n/a	Feb 17, 2021	n/a	n/a	Departure no registered destination	Departure
A••••••••• A•••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Apr 15, 2004	Sep 21, 2016	4,542

Relationships

Registered with (4)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2016 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2019 to Feb 17, 2021factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 11, 2003 to Apr 15, 2004factForm ADV
→ C•••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9159598c-964a-66db-2307-829cfb88d995
First observed: Jul 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.