C•••••••• A••••• R•••••••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Sep 21, 2016 · Atlanta, Ga
• B••• S••••••••• L•• former
  Dec 10, 2019 to Feb 17, 2021 · Richmond, Va
• A••••••••• A•••••• S•••••••• I••• unclassified
  Jul 11, 2003 to Apr 15, 2004 · Kansas City, Mo
• C•••••• L•• independent RIA
  Jul 15, 2002 to Jul 10, 2003 · Kansas City, Mo

• B••• S••••••••• L•• to no registered destination
  left Feb 17, 2021 · Departure, no registered destination
• A••••••••• A•••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
  left Apr 15, 2004, registered Sep 21, 2016 (4542 days) · Other
• C•••••• L•• to A••••••••• A•••••• S•••••••• I•••
  left Jul 10, 2003, registered Jul 11, 2003 (1 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address