A•••• S•••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 19, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jan 30, 2026	n/a	yes	FRIENDSWOOD, TX\|HOUSTON, TX\|HOUSTON, TX\|PEARLAND, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|FRIENDSWOOD, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|Friendswood, TX\|The Woodlands, TX\|Beaumont, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 24, 2016	Jan 20, 2026

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Jan 20, 2026	Jan 30, 2026	10	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 10, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:TX:2026-01-20	Jan 20, 2026	Jan 30, 2026	STAFFORD, TX	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Sep 10, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 24, 2016 to Jan 20, 2026factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Oct 25, 2010 to Oct 1, 2012factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Order

Occurred
20 Jan 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 20, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.