DFX Intelligence

O••••• L• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

O••••• L• H•••••

Advisor at C•••••••

MONTGOMERY, AL | Santa Rosa Beach, FL

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Search this name across graphsid dfx:ria:9167fd9a-3864-029a-b558-d12f66437ae6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 2, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 12, 2020	n/a	yes	MONTGOMERY, AL\|Santa Rosa Beach, FL	Current employment
W•••• H••••••• I•••	Former SEC adviser	Aug 2, 1991	May 22, 2020	no	MONTGOMERY, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• H••••••• I•••	C•••••••	May 22, 2020	Mar 12, 2020	-71	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
104664:175112:AL:2020-05-22	May 22, 2020	Mar 12, 2020	MONTGOMERY, AL	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Mar 12, 2020 to presentfactForm ADV
→ W•••• H••••••• I•••Registered adviserregistration: previous registration
Aug 2, 1991 to May 22, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9167fd9a-3864-029a-b558-d12f66437ae6
First observed: Aug 2, 1991
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.