DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••••• A•••••••• L••
CALABASAS, CA | WEST HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | National bd RIA | Mar 5, 2025 | n/a | yes | WEST HILLS, CA|CALABASAS, CA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | Mar 11, 2025 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | E•••••••• A•••••••• L•• | Mar 11, 2025 | Mar 5, 2025 | -6 | Firm change | Ibd to ibd |
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 |
| O•••• F•• I••• | Former SEC adviser | Jul 17, 2020 | Jan 24, 2025 | no | WESTLAKE VILLAGE, CA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Aug 29, 2014 | Jul 21, 2020 | no | WOODLAND HILLS, CA|SANTA MONICA, CA|WOODLAND HILLS, CA|CANOGA PARK, CA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | O•••• F•• I••• | Jul 21, 2020 | Jul 17, 2020 | -4 | Firm change | Ibd to ibd |