DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D•••• O••• S•••••••

E•••••••• A•••••••• L••national BDCalabasas, Ca dual registrantIAPD 5704162

Feed of 09/14/2026

Also filed as Dave Schrempf

At current firm

1 y

since Mar 5, 2025

In the industry

16 y

since Dec 22, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Mar 5, 2025 · West Hills, Ca
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Mar 11, 2025 · Westlake Village, Ca
O•••• F•• I••• former
Jul 17, 2020 to Jan 24, 2025 · Westlake Village, Ca
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 29, 2014 to Jul 21, 2020 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to E•••••••• A•••••••• L••
left Mar 11, 2025, registered Mar 5, 2025 (-6 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to O•••• F•• I•••
left Jul 21, 2020, registered Jul 17, 2020 (-4 days) · Affiliated broker-dealer or bank to another

Signals

D•••• O••• S••••••• left O•••• W•••••• I••• for E•••••••• A•••••••• L•• (registered 2025-03-05)
Mar 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address