DFX Intelligence

D••••• J••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

D••••• J••• L•••

Advisor at A••••••••• F•••••••• S•••••••• L••

El Segundo, CA

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Search this name across graphsid dfx:ria:916ef3a1-b1e9-7518-3d21-a97b631a0851

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 3, 2005 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 3, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 10, 2026	n/a	yes	El Segundo, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 2, 2022	n/a	yes	PALO ALTO, CA\|PALO ALTO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Sep 18, 2026	Sep 10, 2026	-8	Firm change	Wirehouse to ibd
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Sep 28, 2022	Nov 2, 2022

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2021 to Sep 28, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 2, 2022 to Sep 18, 2026factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 25, 2013 to Dec 16, 2020factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago
Occurred
Sep 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:916ef3a1-b1e9-7518-3d21-a97b631a0851
First observed: Feb 3, 2005
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.