DFX Intelligence

D•••••• A••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

D•••••• A••••• C•••••••

Advisor at F•••• P••••••• W•••••• L••

Deerfield, IL

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Search this name across graphsid dfx:ria:9172922b-837e-5a44-7e70-aaeda8c5ce17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 4, 2026	n/a	yes	Deerfield, IL	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Aug 1, 2024	Mar 20, 2026	no	Deerfield, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 4, 2026	-75	Bulk transfer	RIA to RIA
R••••••• V•••• P•••••••• L••	N••••••••• A•••• M••••••••• L••	Aug 14, 2024	Aug 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
281067:282241:IL:2024-08-14	Aug 14, 2024	Aug 1, 2024	NORTHBROOK, IL	Firm change
131636:281067:IL:2015-08-17	Aug 17, 2015	Aug 17, 2015	NORTHBROOK, IL	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 1, 2024 to Mar 20, 2026factForm ADV
→ R••••••• V•••• P•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2015 to Aug 14, 2024factForm ADV
→ R••••••• V•••• P•••••••• L••

Dated events

Occurred
Aug 14, 2024
Advisor changed firm
D•••••• A••••• C••••••• left R••••••• V•••• P•••••••• L•• for N••••••••• A•••• M••••••••• L•• (registered 2024-08-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9172922b-837e-5a44-7e70-aaeda8c5ce17
First observed: Jun 11, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.