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RIA / WealthAdvisor27 years in industry

JIMMY RAY TURNER

Advisor at UMB PRIVATE WEALTH MANAGEMENT, LLC

Kansas City, MO | OVERLAND PARK, KS

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2002 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB PRIVATE WEALTH MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 23
Exams: S66|S65|S63
First exam: Jul 19, 1999
First registration: Aug 8, 2002
Dual registered: no
IAPD individual key: 2217611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB PRIVATE WEALTH MANAGEMENT, LLC	Mixed wealth	May 13, 2026	n/a	yes	Kansas City, MO\|OVERLAND PARK, KS	Current employment
UMB FINANCIAL SERVICES, INC.	Independent wealth	May 22, 2018	Apr 30, 2026	no	KANSAS CITY, MO\|Leawood, KS\|Wichita, KS\|Kansas City, MO\|Kansas City, MO\|Leawood, KS	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Feb 12, 2014	Jan 28, 2015	no	MT. PLEASANT, MI	Previous registration
FORTUNE FINANCIAL ADVISORS, LLC	Independent wealth	May 9, 2012	Jun 14, 2018	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
WADDELL & REED	Former SEC adviser	May 18, 2005	Feb 17, 2012	no	JACKSONVILLE, FL\|OWINGS MILLS, MD\|CONCORD, CA\|ZIONSVILLE, IN\|VIENNA, VA\|VIRGINIA BEACH, VA\|OWINGS MILLS, MD\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jan 3, 2005	May 18, 2005	no	TULSA, OK	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Aug 8, 2002	Nov 30, 2004	no	TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UMB FINANCIAL SERVICES, INC.	UMB PRIVATE WEALTH MANAGEMENT, LLC	Apr 30, 2026	May 13, 2026	13	Firm change	Other
FORTUNE FINANCIAL ADVISORS, LLC	SII INVESTMENTS, INC.	Jun 14, 2018	Feb 12, 2014	-1,583	Firm change after gap	Other
SII INVESTMENTS, INC.	UMB FINANCIAL SERVICES, INC.	Jan 28, 2015	May 22, 2018	1,210	Firm change after gap	Other
WADDELL & REED	FORTUNE FINANCIAL ADVISORS, LLC	Feb 17, 2012	May 9, 2012	82	Firm change	Other
CROWN CAPITAL SECURITIES, L.P.	WADDELL & REED	May 18, 2005	May 18, 2005	0	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	CROWN CAPITAL SECURITIES, L.P.	Nov 30, 2004	Jan 3, 2005	34	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17073:306374:KS:2026-04-30	Apr 30, 2026	May 13, 2026	LEAWOOD, KS	Firm change

Relationships

Registered with (7)

→ UMB PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 22, 2018 to Apr 30, 2026factForm ADV
→ FORTUNE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 9, 2012 to Jun 14, 2018factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 12, 2014 to Jan 28, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 18, 2005 to Feb 17, 2012factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Jan 3, 2005 to May 18, 2005factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 8, 2002 to Nov 30, 2004factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
Jimmy Ray Turner left Umb Financial Services, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-13)
Form ADVobserved 5 days ago