DFX Intelligence

J••••••••• K•• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

J••••••••• K•• A••••••••

Advisor at O••••• F•••••••• G••••• L••

CARMEL, IN

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Search this name across graphsid dfx:ria:917805bf-81f7-9db1-6286-c0693f5b7fae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• F•••••••• G••••• L••	Independent wealth	Dec 14, 2021	n/a	yes	CARMEL, IN	Current employment
M••••• S••••••	Wirehouse	Oct 17, 2016	Nov 15, 2021	no	Indianapolis, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O••••• F•••••••• G••••• L••	Nov 15, 2021	Dec 14, 2021	29	Firm change	Wirehouse to RIA
A••••••••• F•••••••• S•••••••• L••	M••••• S••••••	Aug 10, 2016	Oct 17, 2016

Relationships

Registered with (3)

→ O••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Dec 14, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 17, 2016 to Nov 15, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2016 to Aug 10, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:917805bf-81f7-9db1-6286-c0693f5b7fae
First observed: Feb 24, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.