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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CARDIFF PARK ADVISORS

CARDIFF PARK ADVISORS,LLC, CRD 126752

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9179e9e8-6a5b-8d6f-c67d-71f78834740b

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Aug 3, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-08-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $2.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $3.0Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 363
Individual clients: 0
High net worth clients: 358
SEC number: 801-66660
CRD: 126752
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Aug 3, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL GORLOW	n/a	CARDIFF BY THE SEA, CA	20	42	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GORLOW, JOHN, MICHAEL	OWNER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SOLE MEMBER	E	yes	04/2003	Mar 30, 2012	Mar 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN MARCOS	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$3.0B	$0	6	1	1	n/a	n/a
2024	Apr 9, 2025	$2.7B	$0	4	1	1	n/a	n/a
2023	Mar 25, 2024	$2.5B	$30.3M	4	1	1	n/a	n/a
2022	Mar 22, 2023	$2.2B	$78.1M	5	1	1	n/a	n/a
2021	Mar 30, 2022	$2.4B	$50.4M	5	1	1	n/a	n/a
2020	Mar 26, 2021	$2.2B	$110M	5	1	0	n/a	n/a
2019	Mar 26, 2020	$2.0B	$151M	5	1	0	n/a	n/a
2018	Mar 27, 2019	$1.8B	$108M	5	1	0	n/a	n/a
2017	Mar 26, 2018	$1.7B	$0	5	1	0	n/a	n/a
2016	Mar 16, 2017	$1.4B	$0	5	1	n/a	n/a	n/a
2015	Mar 30, 2016	$1.2B	$0	3	1	n/a	n/a	n/a
2014	Feb 24, 2015	$1.0B	$0	4	1	n/a	n/a	n/a
2013	Jan 6, 2014	$858M	$0	5	1	n/a	n/a	n/a
2012	Mar 19, 2013	$572M	$0	3	1	n/a	n/a	n/a
2011	Mar 30, 2012	$389M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$2.7B	9.4%	$2.2B	10.3%	6	4	1	1

Relationships

Registered with (1)

← JOHN MICHAEL GORLOWAdvisorregistration: current employment
May 4, 2006 to presentfactForm ADV

Controls (1)

← GORLOW, JOHN, MICHAELOwnerOWNER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SOLE MEMBER, ownership code E, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9179e9e8-6a5b-8d6f-c67d-71f78834740b
First observed: Mar 30, 2012
Last observed: Aug 3, 2026 49 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARDIFF PARK ADVISORS

CARDIFF PARK ADVISORS,LLC, CRD 126752

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9179e9e8-6a5b-8d6f-c67d-71f78834740b

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL GORLOW

n/a

CARDIFF BY THE SEA, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GORLOW, JOHN, MICHAEL

OWNER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SOLE MEMBER

yes

04/2003

Mar 30, 2012

Mar 25, 2024

City

State

Country

Employees

Also broker-dealer

SAN MARCOS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$3.0B

n/a

2024

Apr 9, 2025

$2.7B

n/a

2023

Mar 25, 2024

$2.5B

$30.3M

n/a

2022

Mar 22, 2023

$2.2B

$78.1M

n/a

2021

Mar 30, 2022

$2.4B

$50.4M

n/a

2020

Mar 26, 2021

$2.2B

$110M

n/a

2019

Mar 26, 2020

$2.0B

$151M

n/a

2018

Mar 27, 2019

$1.8B

$108M

n/a

2017

Mar 26, 2018

$1.7B

n/a

2016

Mar 16, 2017

$1.4B

n/a

2015

Mar 30, 2016

$1.2B

n/a

2014

Feb 24, 2015

$1.0B

n/a

2013

Jan 6, 2014

$858M

n/a

2012

Mar 19, 2013

$572M

n/a

2011

Mar 30, 2012

$389M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$2.7B

9.4%

$2.2B

10.3%