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RIA Intelligence

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SEC-registered adviser

C•••••• P••• A•••••••

Independent wealth managerCRD 126752SEC 801-66660websiteIAPD
Legal name C•••••• P••• A•••••••••
Latest filing Aug 3, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since May 3, 2006
RAUM
$3.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$2.9B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.0B
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$3.0B as of Aug 3, 2026
Mar 30, 2012$389M then
HNW client RAUM$2.9B as of Aug 3, 2026
Mar 26, 2018$1.7B then
State-registered IARs (5.B.3)1 as of Aug 3, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Aug 3, 2026
Mar 19, 20133 then
Private funds: no history
RAUM +9.4% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$3.0BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
358derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.2MderivedHNW RAUM over HNW clients
Average account
$8.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
6.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+9.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.2%derived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.9B99%
  • Charitable organizations$19.5M0.7%
  • Pension and profit-sharing plans$7.4M0.2%
Individual clients
0reported
HNW clients
358reported
Pension plan clients
1reported
Charitable clients
4reported
Accounts
363reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• M•••••• G•••••C•••••• By The Sea, CaMay 4, 200642 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• J•••• M•••••• · Owner, Chief Executive Officer, Chief Operating Officer, Chief Compliance Officer, Sole Membercontrol
        since 04/2003 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • San Marcos, CA1 employees
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Aug 3, 2026
        discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)
        peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
      • account count collapseChange between filings · filing Mar 25, 2026
        accounts (Item 5.F.2.f) moved from 2,524.0 to 363.0 (-86.0%) between the annual amendments of 2025-04-09 and 2026-03-25; the peer median change was +6.0% (1205 comparable advisers, 0.0th percentile of changes)
        peers: independent wealth managers, $1B to $5B (1,205) · 0.3% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 2,524 to 363
        Sep 22, 2025 to Mar 25, 2026
      • HNW clients · 370 to 358
        Sep 22, 2025 to Mar 25, 2026
      • Employees · 4 to 6
        Sep 22, 2025 to Mar 25, 2026
      • HNW RAUM · $2.8B to $2.9B
        Sep 22, 2025 to Mar 25, 2026
      • Non-discretionary RAUM · $2.8B to $3.0B
        Sep 22, 2025 to Mar 25, 2026
      • Pension RAUM · $25.8M to $7.4M
        Sep 22, 2025 to Mar 25, 2026
      • RAUM · $2.8B to $3.0B
        Sep 22, 2025 to Mar 25, 2026
      • HNW RAUM · $2.7B to $2.8B
        Jul 15, 2025 to Sep 22, 2025
      • Non-discretionary RAUM · $2.7B to $2.8B
        Jul 15, 2025 to Sep 22, 2025
      • RAUM · $2.7B to $2.8B
        Jul 15, 2025 to Sep 22, 2025
      • Financial planning clients · 101-250 to 101-250
        Apr 9, 2025 to Jul 15, 2025
      • Accounts · 2,367 to 2,524
        Mar 25, 2024 to Apr 9, 2025
      • Financial planning clients · 251-500 to 101-250
        Mar 25, 2024 to Apr 9, 2025
      • HQ city · unset to
        Mar 25, 2024 to Apr 9, 2025
      • HQ state · unset to
        Mar 25, 2024 to Apr 9, 2025
      • Discretionary RAUM · $30.3M to $0
        Mar 25, 2024 to Apr 9, 2025
      • HNW RAUM · $2.5B to $2.7B
        Mar 25, 2024 to Apr 9, 2025
      • Non-discretionary RAUM · $2.4B to $2.7B
        Mar 25, 2024 to Apr 9, 2025
      • Pension RAUM · $2.2M to $25.8M
        Mar 25, 2024 to Apr 9, 2025
      • RAUM · $2.5B to $2.7B
        Mar 25, 2024 to Apr 9, 2025
      • Accounts · 2,187 to 2,367
        Mar 22, 2023 to Mar 25, 2024
      • Charity clients · 2 to 4
        Mar 22, 2023 to Mar 25, 2024
      • HNW clients · 375 to 370
        Mar 22, 2023 to Mar 25, 2024
      • Employees · 5 to 4
        Mar 22, 2023 to Mar 25, 2024
      • Discretionary RAUM · $78.1M to $30.3M
        Mar 22, 2023 to Mar 25, 2024
      • HNW RAUM · $2.2B to $2.5B
        Mar 22, 2023 to Mar 25, 2024
      • Non-discretionary RAUM · $2.1B to $2.4B
        Mar 22, 2023 to Mar 25, 2024
      • Pension RAUM · $4.1M to $2.2M
        Mar 22, 2023 to Mar 25, 2024
      • RAUM · $2.2B to $2.5B
        Mar 22, 2023 to Mar 25, 2024
      • Accounts · 2,482 to 2,187
        Mar 30, 2022 to Mar 22, 2023
      • Charity clients · 3 to 2
        Mar 30, 2022 to Mar 22, 2023
      • HNW clients · 376 to 375
        Mar 30, 2022 to Mar 22, 2023
      • Discretionary RAUM · $50.4M to $78.1M
        Mar 30, 2022 to Mar 22, 2023
      • HNW RAUM · $2.4B to $2.2B
        Mar 30, 2022 to Mar 22, 2023
      • Non-discretionary RAUM · $2.4B to $2.1B
        Mar 30, 2022 to Mar 22, 2023
      • Pension RAUM · $5.8M to $4.1M
        Mar 30, 2022 to Mar 22, 2023
      • RAUM · $2.4B to $2.2B
        Mar 30, 2022 to Mar 22, 2023
      • Accounts · 2,077 to 2,482
        Mar 31, 2021 to Mar 30, 2022
      • HNW clients · 384 to 376
        Mar 31, 2021 to Mar 30, 2022
      • HQ city · SAN MARCOS to unset
        Mar 31, 2021 to Mar 30, 2022
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      760-635-7526reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      888-332-2238reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      760-284-5550reportedpublished by the firm, firm site, Sep 15, 2026
      Firm profile
      LINKEDIN.COM/COMPANY/2486372reportedpublic record, Form ADV, Sep 21, 2026
      Website
      C••••••P•••.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      760-635-7526reportedpublic record, Form ADV, Aug 3, 2026
      Contact form
      cardiffpark.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $3.0Bderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026