DFX Intelligence

K••• D•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

K••• D•••••• W••••••

Advisor at A••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:917b3b7f-fb4e-31e4-f162-5a2363c47ab5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••	Independent wealth	Aug 4, 2017	n/a	yes	DALLAS, TX	Current employment
W•• A•••••••• L•	Former SEC adviser	May 10, 2010	Sep 20, 2017	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• A•••••••• L•	A••••••	Sep 20, 2017	Aug 4, 2017	-47	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	W•• A•••••••• L•	May 12, 2010	May 10, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
125073:289273:TX:2017-09-20	Sep 20, 2017	Aug 4, 2017	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ A••••••Registered adviserregistration: current employment
Aug 4, 2017 to presentfactForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
May 10, 2010 to Sep 20, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 10, 2003 to May 12, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:917b3b7f-fb4e-31e4-f162-5a2363c47ab5
First observed: Sep 10, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.