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C••••• J•••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••• J•••• P•••

Advisor at P••• W••••• P•••••••• L••

TARRYTOWN, NY

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Search this name across graphsid dfx:ria:918b754c-53f5-eeec-fbf1-cd1fab73b46c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• W••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••• W••••• P•••••••• L••	State registered	Sep 6, 2023	n/a	yes	TARRYTOWN, NY	Current employment
N•••••••• I••••••••• A••••••• L••	No RAUM reported	Apr 11, 2022	Jun 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• I••••••••• A••••••• L••	P••• W••••• P•••••••• L••	Jun 22, 2023	Sep 6, 2023	76	Firm change	Other
P•••• C•••••• C••	N•••••••• I••••••••• A••••••• L••	Apr 1, 2021

Relationships

Registered with (5)

→ P••• W••••• P•••••••• L••Registered adviserregistration: current employment
Sep 6, 2023 to presentfactForm ADV
→ N•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 11, 2022 to Jun 22, 2023factForm ADV
→ P•••• C•••••• C••Registered adviserregistration: previous registration
Feb 14, 2021 to Apr 1, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jun 22, 2023
Advisor changed firm
C••••• J•••• P••• left N•••••••• I••••••••• A••••••• L•• for P••• W••••• P•••••••• L•• (registered 2023-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:918b754c-53f5-eeec-fbf1-cd1fab73b46c
First observed: Oct 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.