DFX Intelligence

D••••• S• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

D••••• S• F•••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

Highland Park, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:91935e68-45ab-916b-48f5-e3663a2eb211

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Jul 13, 2016	n/a	yes	CHICAGO, IL\|Highland Park, IL	Current employment
M•••••• A••••••• S••••••••• I••	Former SEC adviser	Mar 4, 2004	Jul 14, 2016	no	CHICAGO, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••••• S••••••••• I••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Jul 14, 2016	Jul 13, 2016	-1	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M•••••• A••••••• S••••••••• I••	Feb 23, 2004	Mar 4, 2004

Relationships

Registered with (3)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 13, 2016 to presentfactForm ADV
→ M•••••• A••••••• S••••••••• I••Registered adviserregistration: previous registration
Mar 4, 2004 to Jul 14, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 16, 2001 to Feb 23, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91935e68-45ab-916b-48f5-e3663a2eb211
First observed: Jan 16, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.