DFX Intelligence

L••• W•••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

L••• W•••••• G•••

Advisor at B•• F•••••••• A•••••••

Overland Park, KS | Oklahoma City, OK

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Search this name across graphsid dfx:ria:9199772e-9866-93f9-b5f0-369a9a75c10a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• F•••••••• A•••••••	Bd affiliated wealth	Apr 15, 2026	n/a	yes	Overland Park, KS\|Oklahoma City, OK	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 30, 2024	Mar 30, 2026	no	Overland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	B•• F•••••••• A•••••••	Mar 30, 2026	Apr 15, 2026	16	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ B•• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 30, 2024 to Mar 30, 2026factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9199772e-9866-93f9-b5f0-369a9a75c10a
First observed: Oct 30, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.