DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• R••••••••• P••••••• L••
SAN RAFAEL, CA | Wilmington, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Nov 17, 2021 | n/a | yes | Wilmington, MA|SAN RAFAEL, CA | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Sep 2, 2011 | Nov 10, 2021 | no | BURLINGTON, MA|Wilmington, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | G••••• R••••••••• P••••••• L•• | Nov 10, 2021 | Nov 17, 2021 | 7 | Firm change | Other |
| O•••••• S••••••• A••••••• C••• | C••••••••• F•••••••• N•••••• | Sep 7, 2011 | Sep 2, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:172011:MA:2021-11-10 | Nov 10, 2021 | Nov 17, 2021 | WILMINGTON, MA | Firm change |
| O•••••• S••••••• A••••••• C••• | Former SEC adviser | Sep 7, 2010 | Sep 7, 2011 | no | BURLINGTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Mar 3, 2006 | Feb 18, 2009 | no | CAMBRIDGE, MA | Previous registration |
| -5 |
| Firm change |
| Other |
| S•••••••• A••••••• L•• | O•••••• S••••••• A••••••• C••• | Feb 18, 2009 | Sep 7, 2010 | 566 | Firm change after gap | Other |