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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

OGILVIE SECURITY ADVISORS CORP

OGILVIE SECURITY ADVISORS CORPORATION, CRD 10105

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96c92e95-589d-2bc0-3356-695aa2cbf6ee

Data as of Oct 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2012 to Oct 24, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5MItem 5.F on the latest filing (2012-10-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $595,792
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 12
SEC number: 801-44573
CRD: 10105
Filings on the tape: 5
First filed: Apr 13, 2012
Latest filed: Oct 24, 2012
Organised: Corporation, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOAG, DEBRA ANN	PRESIDENT/OWNER	B	yes	09/2004	Apr 13, 2012	Oct 24, 2012
OGILVIE, DONALD RICHARD	VICE PRESIDENT	E	yes	09/2004	Apr 13, 2012	Oct 24, 2012
ELLIS, WILLIAM KEVIN	FINANCIAL OPERATIONS PRINCIPAL	Na	no	10/2008	Apr 13, 2012	Oct 24, 2012
POWELL, GREGORY RALPH	CHIEF COMPLIANCE OFFICER	Na	no	05/2006	Apr 13, 2012	Oct 24, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LVL FINANCIAL, INC.	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Eurkea	CA	United States	n/a	no
SANTA MARIA	CA	United States	n/a	no
Lombard	IL	United States	n/a	no
EL PASO	TX	United States	n/a	no
EL PASO	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Aug 28, 2012	$2.5M	$595,792	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$2.5M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← HOAG, DEBRA ANNOwnerPRESIDENT/OWNER, ownership code B, individual
Apr 13, 2012 to presentfactForm ADV
← OGILVIE, DONALD RICHARDOwnerVICE PRESIDENT, ownership code E, individual
Apr 13, 2012 to presentfactForm ADV

Owns (2)

← POWELL, GREGORY RALPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 13, 2012 to presentfactForm ADV
← ELLIS, WILLIAM KEVINOwnerFINANCIAL OPERATIONS PRINCIPAL, ownership code NA, individual
Apr 13, 2012 to presentfactForm ADV

Registered with (31)

← Gregory PowellAdvisorregistration: previous registration
Jun 14, 2006 to Oct 24, 2012factForm ADV
← WILLIAM HOWARD BLACKAdvisorregistration: previous registration
May 30, 1996 to Oct 24, 2012factForm ADV
← MILNER EDGARDO CARBALLOAdvisorregistration: previous registration
Aug 14, 2002 to Oct 24, 2012factForm ADV
← JOHN ANTHONY PIZZOFERRATOAdvisorregistration: previous registration
Mar 20, 2002 to Oct 24, 2012factForm ADV
← JONATHON BRADLEY STEWARTAdvisorregistration: previous registration
Oct 25, 2010 to Oct 24, 2012factForm ADV
← JOSEPH TUCKER HUDSONAdvisorregistration: previous registration
Aug 14, 2012 to Oct 24, 2012factForm ADV
← MARILYN SUEYAdvisorregistration: previous registration
Feb 17, 2005 to Oct 24, 2012factForm ADV
← BRENDA DIANE RAMSEYAdvisorregistration: previous registration
Aug 8, 2012 to Oct 24, 2012factForm ADV
← JERRY ALLEN ROMJUEAdvisorregistration: previous registration
Feb 29, 2012 to Oct 24, 2012factForm ADV
← DWIGHT ALLEN HEIKKILAAdvisorregistration: previous registration
Nov 15, 2007 to Oct 24, 2012factForm ADV
← DANIEL EDWARD BRUNETTEAdvisorregistration: previous registration
Nov 1, 2002 to Oct 24, 2012factForm ADV
← DOUGLAS CHARLES NORBERGAdvisorregistration: previous registration
Sep 5, 2002 to Sep 7, 2011factForm ADV
← PATRICIA M GILDEAAdvisorregistration: previous registration
Sep 7, 2010 to Sep 7, 2011factForm ADV
← PETER MILLARD MANNINGAdvisorregistration: previous registration
Jun 30, 2005 to Sep 7, 2011factForm ADV
← DANIEL NORMAN FOWLERAdvisorregistration: previous registration
Sep 18, 2006 to Sep 7, 2011factForm ADV
← LISA MARIE BOSCOAdvisorregistration: previous registration
Dec 22, 2010 to Dec 31, 2010factForm ADV
← Igor A ZeyAdvisorregistration: previous registration
Nov 30, 2007 to Nov 6, 2008factForm ADV
← RYAN STEPHEN STROMSBORGAdvisorregistration: previous registration
Oct 2, 2008 to Oct 3, 2008factForm ADV
← VINCENT K HYMANAdvisorregistration: previous registration
Aug 12, 2002 to Oct 1, 2007factForm ADV
← KENDALL BENJAMIN STORCHAdvisorregistration: previous registration
Oct 28, 2004 to May 25, 2007factForm ADV
← STEPHEN LEON HARRISONAdvisorregistration: previous registration
Oct 24, 2006 to May 4, 2007factForm ADV
← PETER WESTOVER HELMSAdvisorregistration: previous registration
Oct 24, 2006 to May 4, 2007factForm ADV
← ROBERT JOHN CONDRONAdvisorregistration: previous registration
May 3, 2006 to Nov 1, 2006factForm ADV
← SUZANNE AMY CASE-POULIOTAdvisorregistration: previous registration
Aug 12, 2005 to Aug 2, 2006factForm ADV
← JOHN THOMAS BAXAAdvisorregistration: previous registration
Jan 31, 2000 to Jun 8, 2006factForm ADV
← CHARLIE RAY MEAGHERAdvisorregistration: previous registration
Aug 9, 2000 to Mar 21, 2006factForm ADV
← STEPHEN L. DOBROWAdvisorregistration: previous registration
Dec 2, 2003 to Jun 27, 2005factForm ADV
← WILLIAM ROBERT KITCHELAdvisorregistration: previous registration
Aug 3, 1998 to Mar 14, 2005factForm ADV
← MARK ANDREW TREWITTAdvisorregistration: previous registration
Jul 11, 2002 to Oct 27, 2004factForm ADV
← THOMAS ANTHONY CIESLAAdvisorregistration: previous registration
Mar 20, 2001 to Mar 4, 2004factForm ADV
and 1 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96c92e95-589d-2bc0-3356-695aa2cbf6ee
First observed: Apr 13, 2012
Last observed: Oct 24, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OGILVIE SECURITY ADVISORS CORP

OGILVIE SECURITY ADVISORS CORPORATION, CRD 10105

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96c92e95-589d-2bc0-3356-695aa2cbf6ee

Data as of Oct 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOAG, DEBRA ANN

PRESIDENT/OWNER

yes

09/2004

Apr 13, 2012

Oct 24, 2012

OGILVIE, DONALD RICHARD

VICE PRESIDENT

yes

09/2004

Apr 13, 2012

Oct 24, 2012

ELLIS, WILLIAM KEVIN

FINANCIAL OPERATIONS PRINCIPAL

10/2008

Apr 13, 2012

Oct 24, 2012

POWELL, GREGORY RALPH

CHIEF COMPLIANCE OFFICER

05/2006

Apr 13, 2012

Oct 24, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LVL FINANCIAL, INC.

n/a

City

State

Country

Employees

Also broker-dealer

Eurkea

United States

n/a

SANTA MARIA

United States

n/a

Lombard

United States

n/a

EL PASO

United States

n/a

EL PASO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Aug 28, 2012

$2.5M

$595,792

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$2.5M

n/a