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C••••• D•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••••• D•••• K•••••••

Advisor at R•• C•••••• M••••••• L••

LEAWOOD, KS | Leawood, KS

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Search this name across graphsid dfx:ria:91a94211-bb6e-8c8b-f25f-978ea1fb5e32

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jul 14, 2025	n/a	yes	Leawood, KS\|LEAWOOD, KS	Current employment
B•• F•••••••• A•••••••	Bd affiliated wealth	Oct 25, 2022	Aug 1, 2025	no	Overland Park, KS\|Oklahoma City, OK\|Overland Park, KS\|Oklahoma City, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••••••	R•• C•••••• M••••••• L••	Aug 1, 2025	Jul 14, 2025	-18	Firm change	Ibd to ibd
E••••• J••••	B•• F•••••••• A•••••••	Oct 25, 2022	Oct 25, 2022

Relationships

Registered with (3)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2022 to Aug 1, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 9, 2015 to Oct 25, 2022factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
C••••• D•••• K••••••• left B•• F•••••••• A••••••• for R•• C•••••• M••••••• L•• (registered 2025-07-14)
Form ADVobserved 7 days ago
Occurred
Oct 25, 2022
Advisor changed firm
C••••• D•••• K••••••• left E••••• J•••• for B•• F•••••••• A••••••• (registered 2022-10-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91a94211-bb6e-8c8b-f25f-978ea1fb5e32
First observed: Sep 9, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.