DFX Intelligence

M•••••• S••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

M•••••• S••••••• D••••••

Advisor at W•••••• B••••••• G••••• L••

MALVERN, PA

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Search this name across graphsid dfx:ria:91acb82d-ac49-8bd6-806e-618d44295831

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B••••••• G••••• L••	Independent wealth	Dec 23, 2009	n/a	yes	MALVERN, PA	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Oct 15, 1997	Jan 7, 2015	no	MALVERN, PA\|EXTON, PA\|MALVERN, PA\|EXTON, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	W•••••• B••••••• G••••• L••	Jan 7, 2015	Dec 23, 2009	-1,841	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
7461:133722:PA:2015-01-07	Jan 7, 2015	Dec 23, 2009	EXTON, PA	Firm change after gap

Relationships

Registered with (2)

→ W•••••• B••••••• G••••• L••Registered adviserregistration: current employment
Dec 23, 2009 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 15, 1997 to Jan 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91acb82d-ac49-8bd6-806e-618d44295831
First observed: Oct 15, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.