DFX Intelligence

J•••• D••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J•••• D••••• J••••••

Advisor at N•••••• W••••• M•••••••••

GREEN BAY, WI

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Search this name across graphsid dfx:ria:91d14bf3-97b8-1c82-f13c-296ae5b0a5c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• W••••• M•••••••••	Independent wealth	Aug 8, 2016	n/a	yes	GREEN BAY, WI	Current employment
S•• I••••••••• I•••	Former SEC adviser	May 17, 2011	Dec 31, 2017	no	GREEN BAY, WI\|GREEN BAY, WI\|NEENAH, WI\|FISH CREEK, WI\|WASHINGTON ISLAND, WI\|MENASHA, WI\|APPLETON, WI\|OSHKOSH, WI\|EGG HARBOR, WI\|BRUSSELS, WI\|STURGEON BAY, WI\|APPLETON, WI\|RIB LAKE, WI\|GREEN BAY, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	N•••••• W••••• M•••••••••	Dec 31, 2017	Aug 8, 2016	-510	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:283940:WI:2017-12-31	Dec 31, 2017	Aug 8, 2016	GREEN BAY, WI	Firm change after gap

Relationships

Registered with (2)

→ N•••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 8, 2016 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
May 17, 2011 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91d14bf3-97b8-1c82-f13c-296ae5b0a5c6
First observed: May 17, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.