This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TD PRIVATE CLIENT WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 11, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

3

Exams

S63|S66

First exam

Jan 11, 2008

First registration

Aug 15, 2012

Dual registered

yes, broker-dealer

Other names

STEPHEN FOLWELL BORNET|STEPHEN FOLWELL BORNET

IAPD individual key

5286133

• Occurred

  Aug 21, 2023
  Advisor changed firm

  Stephen Bornet left E*Trade Capital Management, Llc for Td Private Client Wealth Llc (registered 2023-10-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:91e24555-ab65-51b0-1ed9-a71c0ff4167a

First observed

Aug 15, 2012

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.