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Advisor at J.P. MORGAN SECURITIES LLC
PHILADELPHIA, PA | Merion Station, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 27, 2018 | n/a | yes | PHILADELPHIA, PA|Merion Station, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 1, 2016 | May 1, 2018 | no | RADNOR, PA|RADNOR, PA | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Oct 6, 2008 | Mar 23, 2016 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| LEHMAN BROTHERS INC. | n/a | Dec 13, 2006 | Oct 9, 2008 | no | NEW YORK, NY|PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | May 1, 2018 | Apr 27, 2018 | -4 | Firm change | Wirehouse to wirehouse |
| CREDIT SUISSE SECURITIES (USA) LLC | WELLS FARGO ADVISORS | Mar 23, 2016 | Mar 1, 2016 | -22 | Bulk transfer | Other |
| LEHMAN BROTHERS INC. | CREDIT SUISSE SECURITIES (USA) LLC | Oct 9, 2008 | Oct 6, 2008 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:79:PA:2018-04-30 | May 1, 2018 | Apr 27, 2018 | RADNOR, PA | Firm change |