DFX Intelligence

R••• V•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

R••• V•••••• M••••

Advisor at M••••••

Sioux Falls, SD

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Search this name across graphsid dfx:ria:91effc1b-6edc-b059-617b-78973e78347b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jun 3, 2019	n/a	yes	Sioux Falls, SD	Current employment
L•••••• F••••••••	n/a	Nov 23, 2016	Jun 17, 2019	no	NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• F••••••••	M••••••	Jun 17, 2019	Jun 3, 2019	-14	Firm change	Other
W••••••• W••••• M••••••••• L••	L•••••• F••••••••	Jun 22, 2016	Nov 23, 2016

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Jun 3, 2019 to presentfactForm ADV
→ L•••••• F••••••••Registered adviserregistration: previous registration
Nov 23, 2016 to Jun 17, 2019factForm ADV
→ W••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2014 to Jun 22, 2016factForm ADV
→ E•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91effc1b-6edc-b059-617b-78973e78347b
First observed: Nov 23, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.