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Advisor at DSG CAPITAL ADVISORS, LLC
EDINA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DSG CAPITAL ADVISORS, LLC | Independent wealth | Aug 16, 2024 | n/a | yes | EDINA, MN | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | May 6, 2016 | Aug 16, 2024 | no | Minneapolis, MN|CHICAGO, IL|Edina, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 9, 2013 | May 10, 2016 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | DSG CAPITAL ADVISORS, LLC | Aug 16, 2024 | Aug 16, 2024 | 0 | Firm change | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HIGHTOWER ADVISORS, LLC | May 10, 2016 | May 6, 2016 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145323:332056:MN:2024-08-16 | Aug 16, 2024 | Aug 16, 2024 | EDINA, MN | Firm change |
| 7691:145323:MN:2016-05-10 | May 10, 2016 | May 6, 2016 | MINNEAPOLIS, MN | Firm change |