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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Nina Marie DiPalma

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | SHEFFIELD VILLAGE, OH

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Search this name across graphsid dfx:ria:92112a40-5043-9d0f-e608-bc98b24cf0d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 10, 2014
First registration: Feb 5, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 4854481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	May 16, 2025	n/a	yes	PLYMOUTH, MN\|SHEFFIELD VILLAGE, OH	Current employment
MARCUM WEALTH, LLC	Former SEC adviser	Oct 10, 2023	May 19, 2025	no	Sheffield Village, OH\|CLEVELAND, OH	Previous registration
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Sep 22, 2021	Jan 18, 2022	no	Sheffield Village, OH\|NEEDHAM, MA	Previous registration
USI ADVISORS	Institutional manager	May 1, 2020	Aug 10, 2021	no	Cleveland, OH\|GLASTONBURY, CT	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 10, 2018	May 6, 2020	no	Twinsburg, OH\|AUSTIN, TX	Previous registration
ONE TO ONE, LLC	Former SEC adviser	Nov 13, 2017	Apr 19, 2018	no	MAUMEE, OH	Previous registration
TFO WEALTH PARTNERS	Independent wealth	Nov 13, 2017	Apr 19, 2018	no	MAUMEE, OH	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 19, 2016	Dec 19, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Dec 12, 2013	Jan 21, 2014	no	Shelton, CT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 5, 2013	Oct 11, 2013	no	MENTOR, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARCUM WEALTH, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	May 19, 2025	May 16, 2025	-3	Bulk transfer	RIA to ibd
ASCENSUS INVESTMENT ADVISORS, LLC	MARCUM WEALTH, LLC	Jan 18, 2022	Oct 10, 2023	630	Firm change after gap	Other
USI ADVISORS	ASCENSUS INVESTMENT ADVISORS, LLC	Aug 10, 2021	Sep 22, 2021	43	Firm change	Other
KESTRA ADVISORY SERVICES, LLC	USI ADVISORS	May 6, 2020	May 1, 2020	-5	Firm change	Other
TFO WEALTH PARTNERS	KESTRA ADVISORY SERVICES, LLC	Apr 19, 2018	Jul 10, 2018	82	Firm change	RIA to ibd
ONE TO ONE, LLC	TFO WEALTH PARTNERS	Apr 19, 2018	Nov 13, 2017	-157	Firm change after gap	Other
EMPOWER ADVISORY GROUP, LLC	ONE TO ONE, LLC	Dec 19, 2017	Nov 13, 2017	-36	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	EMPOWER ADVISORY GROUP, LLC	Jan 21, 2014	Jul 19, 2016	910	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	NFP ADVISOR SERVICES, LLC	Oct 11, 2013	Dec 12, 2013	62	Firm change	Other

Relationships

Registered with (10)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ MARCUM WEALTH, LLCRegistered adviserregistration: previous registration
Oct 10, 2023 to May 19, 2025factForm ADV
→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 22, 2021 to Jan 18, 2022factForm ADV
→ USI ADVISORSRegistered adviserregistration: previous registration
May 1, 2020 to Aug 10, 2021factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 10, 2018 to May 6, 2020factForm ADV
→ TFO WEALTH PARTNERSRegistered adviserregistration: previous registration
Nov 13, 2017 to Apr 19, 2018factForm ADV
→ ONE TO ONE, LLCRegistered adviserregistration: previous registration
Nov 13, 2017 to Apr 19, 2018factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jul 19, 2016 to Dec 19, 2017factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Dec 12, 2013 to Jan 21, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 5, 2013 to Oct 11, 2013factForm ADV

Dated events

Occurred
Jan 18, 2022
Advisor changed firm
Nina Marie Dipalma left Ascensus Investment Advisors, Llc for Marcum Wealth, Llc (registered 2023-10-10)
Form ADVobserved 4 days ago