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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Yakima, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | May 5, 2017 | n/a | yes | Yakima, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 11, 2013 | Mar 30, 2017 | no | Wasilla, AK|Wasilla, AK|ANCHORAGE, AK | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jul 16, 2012 | Dec 20, 2012 | no | WASILLA, AK|Anchorage, AK|Meridian, ID|POCATELLO, ID|Tacoma, WA|ANCHORAGE, AK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Mar 30, 2017 | May 5, 2017 | 36 | Firm change | Other |
| KEY INVESTMENT SERVICES LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 20, 2012 | Feb 11, 2013 | 53 | Firm change | Other |