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H•••••• R••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• R••• W••••• M•••••••••

H•••••• R••• W••••• M••••••••• I, LLC, CRD 331682

AUSTIN, TX

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Search this name across graphsid dfx:ria:921348f0-7b86-1313-c1bf-9f2de622d543

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: May 30, 2024 to May 18, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $192MItem 5.F on the latest filing (2026-05-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $192M
Private client RAUM: $178MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• A••• D•••••	Certified Financial Planner\|Chartered Financial Analyst	AUSTIN, TX	2	27	5	no
R•••••• A•• H•••••••	n/a	AUSTIN, TX	1	15

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S•••••• L••••••	Owner	E	yes	05/2024	May 30, 2024	Nov 12, 2024
B••••• S•••••• L••••••	Ceo	Na	yes	05/2024	May 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$192M	$142M	35.3%	n/a	n/a	7	1	0	0

Relationships

Registered with (6)

← E••••• L•••• K•••••••••Advisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← B•••• S•••• S••••Advisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← S••••• L•••••• B••••Advisorregistration: previous registration
Jul 15, 2024 to Aug 5, 2025factForm ADV
← C••••••• S•••••••••

Dated events

Occurred
Aug 5, 2024
Control person joined
Alan David Dodson (Co-Founder, Chief Compliance Officer, Cio) appeared on Schedule A of H•••••• R••• W••••• M•••••••••
Form ADVobserved 7 days ago
Occurred
May 30, 2024
First Form ADV filing
Hamptonrock Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:921348f0-7b86-1313-c1bf-9f2de622d543
First observed: May 30, 2024
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.