DFX Intelligence

RIA Intelligence

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SEC-registered adviser

H•••••• R••• W••••• M•••••••••

Independent wealth managerAustin, TexasCRD 331682SEC 801-130575website IAPD

Legal name H•••••• R••• W••••• M••••••••• I• L••

Latest filing May 18, 2026

First filing on the tape May 30, 2024 · 20 filings

SEC status approved since Jul 11, 2024

RAUM

$192M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

92%

$178M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$32.1M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$192M as of May 18, 2026

Jan 14, 2025$155M then

HNW client RAUM$167M as of May 18, 2026

Jan 14, 2025$142M then

State-registered IARs (5.B.3)6 as of May 18, 2026

Jan 14, 20251 then

Employees (5.A)7 as of May 18, 2026

Jan 14, 20251 then

Private funds: no history

RAUM +35% over the last fiscal yearIARs 1 to 6

Practice profile

derived from the filing of May 18, 2026; every figure names its basis

RAUM per advisor: $32.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 9derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $7.6MderivedHNW RAUM over HNW clients
Average account: $1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +35%derivedbetween the last two annual amendments
Advisor growth, one year: +400%derivedItem 5.B.3 between annual amendments
Client growth, one year: +28%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$167M87%
Corporations and businesses$14.0M7.3%
Individuals$10.7M5.6%
Charitable organizations$562,6740.3%

Individual clients: 29reported
HNW clients: 22reported
Pension plan clients: 0reported
Charitable clients: 1reported
Accounts: 161reported
Financial planning clients: 11-25reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
D•••• A••• D•••••Certified Financial Planner, Chartered Financial Analyst	Austin, Tx	Jul 31, 2024	27 y	5
R•••••• A•• H•••••••	Austin, Tx	Jun 12, 2025	15 y	1
C••••••• S•••••••••	Austin, Tx	Oct 14, 2025	10 y	0
S••••• L•••••• B••••	Austin, Tx	Mar 18, 2026	25 y	4
B•••• S•••• S••••	Austin, Tx	May 15, 2026	20 y	3
E••••• L•••• K•••••••••	Austin, Tx	Jul 14, 2026	10 y	0

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

B•••• S•••• S•••• from T••••• A••••••• S•••••••• I•••
May 15, 2026 · Affiliated broker-dealer or bank to independent RIA
R•••••• A•• H••••••• from D••••••••• F••• A••••••• L•
Jun 12, 2025 · Other
D•••• A••• D••••• from O••••••••• • C•• I•••
Jul 31, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
S••••• L•••••• B•••• from B• I••••••••• P•••••••• L•••
Jul 15, 2024 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••• S•••••• L•••••• · Ceocontrol
since 05/2024 · owns less than 5%
D•••••• D••••• A••• · Co-Founder, Chief Compliance Officer, Ciocontrol
since 08/2024 · owns 50% to 75%
B••••• S•••••• L•••••• · Ownercontrol
since 05/2024 · owns 75% or more of J••••••••• L••

Entity owners

J••••••••• L•• · Owner
direct · owns 25% to 50%

Related persons

Schedule D 7.A

H••••••••• P•••••••• L••
broker-dealern

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Austin, Tx · principal	6	4	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 14, 2026
RAUM (Item 5.F) moved from $142,138,531 to $192,369,158 (+35.0%) between the annual amendments of 2025-03-10 and 2026-03-14; the peer median change was +15.0% (4548 comparable advisers, 90.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 90% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 5 to 7
Mar 14, 2026 to May 18, 2026
Employees · 5 to 7
Mar 14, 2026 to May 18, 2026
State-registered IARs · 5 to 6
Mar 14, 2026 to May 18, 2026
Accounts · 123 to 161
Oct 31, 2025 to Mar 14, 2026
Corporate clients · 0 to 4
Oct 31, 2025 to Mar 14, 2026
HNW clients · 19 to 22
Oct 31, 2025 to Mar 14, 2026
Individual clients · 21 to 29
Oct 31, 2025 to Mar 14, 2026
Assets in custody · $76.4M to $0
Oct 31, 2025 to Mar 14, 2026
Financial planning clients · 0 to 11-25
Oct 31, 2025 to Mar 14, 2026
Discretionary RAUM · $142M to $192M
Oct 31, 2025 to Mar 14, 2026
HNW RAUM · $129M to $167M
Oct 31, 2025 to Mar 14, 2026
Individual RAUM · $12.2M to $10.7M
Oct 31, 2025 to Mar 14, 2026
RAUM · $142M to $192M
Oct 31, 2025 to Mar 14, 2026
Assets in custody · unset to 76413009.0
Jul 16, 2025 to Oct 31, 2025
Custody of client assets · false to true
Jul 16, 2025 to Oct 31, 2025
Financial planning clients · 0 to 0
Jul 16, 2025 to Oct 31, 2025
Advisory employees · 1 to 5
May 15, 2025 to Jul 16, 2025
Employees · 1 to 5
May 15, 2025 to Jul 16, 2025
State-registered IARs · 1 to 5
May 15, 2025 to Jul 16, 2025
Accounts · 110 to 123
Jan 14, 2025 to Mar 10, 2025
Advisory activities · 2 to 3
Jan 14, 2025 to Mar 10, 2025
Individual clients · 19 to 21
Jan 14, 2025 to Mar 10, 2025
Discretionary RAUM · $155M to $142M
Jan 14, 2025 to Mar 10, 2025
HNW RAUM · $142M to $129M
Jan 14, 2025 to Mar 10, 2025
Individual RAUM · $11.8M to $12.2M
Jan 14, 2025 to Mar 10, 2025
RAUM · $155M to $142M
Jan 14, 2025 to Mar 10, 2025
Accounts · 0 to 110
Oct 10, 2024 to Nov 11, 2024
Charity clients · 0 to 1
Oct 10, 2024 to Nov 11, 2024
HNW clients · 0 to 19
Oct 10, 2024 to Nov 11, 2024
Individual clients · 0 to 19
Oct 10, 2024 to Nov 11, 2024
Discretionary RAUM · $0 to $155M
Oct 10, 2024 to Nov 11, 2024
HNW RAUM · $0 to $142M
Oct 10, 2024 to Nov 11, 2024
Individual RAUM · $0 to $11.8M
Oct 10, 2024 to Nov 11, 2024
RAUM · $0 to $155M
Oct 10, 2024 to Nov 11, 2024
HQ city · DALLAS to AUSTIN
Sep 16, 2024 to Oct 10, 2024
Other offices · 1 to 0
Sep 16, 2024 to Oct 10, 2024
Other offices · 0 to 1
Jul 25, 2024 to Aug 5, 2024
Business name · H••••••••• W••••• M••••••••• to H•••••• R••• W••••• M•••••••••
May 30, 2024 to May 30, 2024

Signals

2 dated events

Alan David Dodson (Co-Founder, Chief Compliance Officer, Cio) appeared on Schedule A of H•••••• R••• W••••• M•••••••••
Aug 5, 2024 · Control person joined · fact
H••••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
May 30, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 214-251-8210reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 214-251-8285reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 512-256-9272reportedpublished by the firm, firm site, Sep 16, 2026
Website: h•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 512-256-9272reportedpublic record, Form ADV, May 18, 2026
Team page: h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $32.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026