DFX Intelligence

C••••• A••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C••••• A••••• L••••

Advisor at P•• I••••••••• A••••••• S•••••••• I•••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:9215b7e5-1931-360e-51af-48936f874365

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• I••••••••• A••••••• S•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• I••••••••• A••••••• S•••••••• I•••	Mixed wealth	Apr 19, 2024	n/a	yes	CINCINNATI, OH	Current employment
L••• K••• • C••••••	Former SEC adviser	Jun 5, 2018	May 15, 2024	no	Cincinnati, OH\|Cincinnati, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• K••• • C••••••	P•• I••••••••• A••••••• S•••••••• I•••	May 15, 2024	Apr 19, 2024	-26	Firm change	Other

Relationships

Registered with (2)

→ P•• I••••••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 19, 2024 to presentfactForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Jun 5, 2018 to May 15, 2024factForm ADV

Dated events

Occurred
May 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9215b7e5-1931-360e-51af-48936f874365
First observed: Jun 5, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.