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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

PCA INVESTMENT ADVISORY SERVICES, INC.

CRD 123475

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff008418-4900-27dd-2b31-e67d681a0153

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 7
On other graphs: 1
Observed: Jan 4, 2012 to Jul 21, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

PCA Investment Advisory Services

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.0 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.3BItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.3B
Private client RAUM: $946MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $431Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,187
Individual clients: 623
High net worth clients: 249
Custody, client assets: $2.4B
SEC number: 801-67369
CRD: 123475
Filings on the tape: 34
First filed: Jan 4, 2012
Latest filed: Jul 21, 2026
Organised: Corporation, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS EDWARD SEITZ	n/a	CINCINNATI, OH	16	33	1	no
MARK DENNIS HOLLY	n/a	CINCINNATI, OH	16	38	1	no
ZACHARY MICHAEL BURNS	n/a	CINCINNATI, OH	16	27	n/a	no
JUSTIN EDWARD SEITZ	Certified Financial Planner	CINCINNATI, OH	16	23	1	no
MARK ANTHONY JANSZEN	Certified Financial Planner	CINCINNATI, OH	14	18	2	no
SETH ROBERT PRIESTLE	Certified Financial Planner	CINCINNATI, OH	12	18	n/a	no
Timothy Mark O'Conner	Certified Financial Planner	CINCINNATI, OH	10	10	n/a	no
Justin August Dornbach	n/a	CINCINNATI, OH	6	10	n/a	no
Matthew David Mullins	n/a	CINCINNATI, OH	4	14	n/a	no
CARRIE AMANDA LUCAS	n/a	CINCINNATI, OH	2	28	1	no
Madison Elizabeth Clore	n/a	CINCINNATI, OH	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURNS, ZACHARY, MICHAEL	MANAGING PARTNER	B	yes	06/2012	Jul 21, 2026	Jul 21, 2026
ECKERLE, JAMES, ROBERT	President	Na	yes	12/2002	Jul 21, 2026	Jul 21, 2026
JANSZEN, MARK, ANTHONY	Partner	B	yes	10/2018	Jul 21, 2026	Jul 21, 2026
PRIESTLE, SETH, ROBERT	Partner	A	yes	01/2017	Jul 21, 2026	Jul 21, 2026
SEITZ, JUSTIN, EDWARD	Partner	B	yes	10/2015	Jul 21, 2026	Jul 21, 2026
SEITZ, KAREN, ANN	Director	Na	yes	12/2002	Jul 21, 2026	Jul 21, 2026
SEITZ, THOMAS, EDWARD	CHAIRMAN OF THE BOARD	C	yes	12/2002	Jul 21, 2026	Jul 21, 2026
Hayes, Patrick, Daniel	CHIEF LEGAL OFFICER	Na	no	12/2024	Jul 21, 2026	Jul 21, 2026
Williams, Karey, Ann	CHIEF COMPLIANCE OFFICER	Na	no	03/2026	Jul 21, 2026	Jul 21, 2026
GREEN, LESLIE, ANN	CHIEF COMPLIANCE OFFICER	Na	no	03/2023	Mar 29, 2023	Jul 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PENSION CORPORATION OF AMERICA OF CINCINNATI	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WEST CHESTER	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$4.3B	$2.3B	15	10	0	n/a	n/a
2024	Jan 17, 2025	$3.6B	$1.9B	13	10	1	n/a	n/a
2023	Mar 22, 2024	$2.9B	$1.5B	13	10	1	n/a	n/a
2022	Mar 29, 2023	$2.5B	$1.2B	10	10	1	n/a	n/a
2021	Mar 25, 2022	$1.2B	$1.2B	10	10	1	n/a	n/a
2020	Mar 18, 2021	$994M	$944M	9	9	1	n/a	n/a
2019	Mar 23, 2020	$828M	$778M	8	8	1	n/a	n/a
2018	Mar 21, 2019	$426M	$298M	9	9	1	n/a	n/a
2017	Feb 21, 2018	$1.5B	$12.4M	9	9	1	n/a	n/a
2016	Mar 16, 2017	$1.2B	$5.9M	27	9	n/a	n/a	n/a
2015	Mar 8, 2016	$841M	$5.2M	27	9	n/a	n/a	n/a
2014	Mar 18, 2015	$734M	$0	27	8	n/a	n/a	n/a
2013	Mar 27, 2014	$564M	$0	27	7	n/a	n/a	n/a
2012	Mar 26, 2013	$389M	$0	27	7	n/a	n/a	n/a
2011	Mar 30, 2012	$446M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$3.6B	20.4%	$2.5B	19.3%	15	13	0	1

Relationships

Registered with (11)

← CARRIE AMANDA LUCASAdvisorregistration: current employment
Apr 19, 2024 to presentfactForm ADV
← Matthew David MullinsAdvisorregistration: current employment
Feb 2, 2022 to presentfactForm ADV
← Justin August DornbachAdvisorregistration: current employment
Aug 7, 2020 to presentfactForm ADV
← Timothy Mark O'ConnerAdvisorregistration: current employment
Apr 25, 2016 to presentfactForm ADV
← SETH ROBERT PRIESTLEAdvisorregistration: current employment
Apr 10, 2014 to presentfactForm ADV
← MARK ANTHONY JANSZENAdvisorregistration: current employment
Nov 7, 2011 to presentfactForm ADV
← THOMAS EDWARD SEITZAdvisorregistration: previous registration
Apr 23, 2003 to Dec 15, 2006factForm ADV
← MARK DENNIS HOLLYAdvisorregistration: previous registration
Apr 23, 2003 to Dec 15, 2006factForm ADV
← ZACHARY MICHAEL BURNSAdvisorregistration: current employment
Mar 29, 2010 to presentfactForm ADV
← JUSTIN EDWARD SEITZAdvisorregistration: current employment
Mar 29, 2010 to presentfactForm ADV
← JASON ROBERT LIPPSAdvisorregistration: previous registration
Mar 29, 2010 to Jan 18, 2011factForm ADV

Controls (7)

← SEITZ, THOMAS, EDWARDOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Jan 4, 2012 to Jul 25, 2024factForm ADV
← ECKERLE, JAMES, ROBERTOwnerPRESIDENT, ownership code B, individual
Jan 4, 2012 to Jul 25, 2024factForm ADV
← BURNS, ZACHARY, MICHAELOwnerEXECUTIVE VICE PRESIDENT- INVESTMENTS, ownership code B, individual
Mar 26, 2013 to Jul 25, 2024factForm ADV
← SEITZ, KAREN, ANNOwnerDIRECTOR, ownership code NA, individual
Jan 4, 2012 to Jul 25, 2024factForm ADV
← SEITZ, JUSTIN, EDWARDOwnerVICE PRESIDENT, ownership code B, individual
Mar 8, 2016 to Jul 25, 2024factForm ADV
← JANSZEN, MARK, ANTHONYOwnerVICE PRESIDENT- WEALTH MANAGEMENT, ownership code B, individual
Oct 18, 2018 to Jul 25, 2024factForm ADV
← PRIESTLE, SETH, ROBERTOwnerVICE PRESIDENT, ownership code A, individual
Mar 17, 2017 to Jul 25, 2024factForm ADV

Owns (1)

← GREEN, LESLIE, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to Jul 25, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 25, 2026
Advisor headcount changed
Pca Investment Advisory Services, Inc. reported 10 state-registered advisory representatives, up from 0 (2025-01-17 to 2026-03-25)
Form ADVobserved 5 days ago
10 IARS
Occurred
Mar 29, 2023
Regulatory AUM changed
Pca Investment Advisory Services, Inc. reported RAUM $2.5B, up 108% from $1.2B (2022-03-25 to 2023-03-29)
Form ADVobserved 5 days ago
$1.3B
Occurred
Mar 23, 2020
Regulatory AUM changed
Pca Investment Advisory Services, Inc. reported RAUM $827.9M, up 94% from $426.1M (2019-03-21 to 2020-03-23)
Form ADVobserved 5 days ago
$402M
Occurred
Mar 21, 2019
Regulatory AUM changed
Pca Investment Advisory Services, Inc. reported RAUM $426.1M, down 72% from $1.5B (2018-10-18 to 2019-03-21)
Form ADVobserved 5 days ago
$-1.1B
Occurred
Feb 21, 2018
Regulatory AUM changed
Pca Investment Advisory Services, Inc. reported RAUM $1.5B, up 25% from $1.2B (2017-03-24 to 2018-02-21)
Form ADVobserved 5 days ago
$304M

Show 2 bookkeeping events

Occurred
Sep 17, 2026
Madison Elizabeth Clore registered as an investment adviser representative at Pca Investment Advisory Services, Inc.
Occurred
Mar 22, 2024
Pca Investment Advisory Services, Inc. reported 0 state-registered advisory representatives, down from 10 (2023-04-06 to 2024-03-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff008418-4900-27dd-2b31-e67d681a0153
First observed: Jan 4, 2012
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PCA INVESTMENT ADVISORY SERVICES, INC.

CRD 123475

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff008418-4900-27dd-2b31-e67d681a0153

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS EDWARD SEITZ

n/a

CINCINNATI, OH

MARK DENNIS HOLLY

n/a

CINCINNATI, OH

ZACHARY MICHAEL BURNS

n/a

CINCINNATI, OH

n/a

JUSTIN EDWARD SEITZ

Certified Financial Planner

CINCINNATI, OH

MARK ANTHONY JANSZEN

Certified Financial Planner

CINCINNATI, OH

SETH ROBERT PRIESTLE

Certified Financial Planner

CINCINNATI, OH

n/a

Timothy Mark O'Conner

Certified Financial Planner

CINCINNATI, OH

n/a

Justin August Dornbach

n/a

CINCINNATI, OH

n/a

Matthew David Mullins

n/a

CINCINNATI, OH

n/a

CARRIE AMANDA LUCAS

n/a

CINCINNATI, OH

Madison Elizabeth Clore

n/a

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURNS, ZACHARY, MICHAEL

MANAGING PARTNER

yes

06/2012

Jul 21, 2026

ECKERLE, JAMES, ROBERT

President

yes

12/2002

Jul 21, 2026

JANSZEN, MARK, ANTHONY

Partner

yes

10/2018

Jul 21, 2026

PRIESTLE, SETH, ROBERT

Partner

yes

01/2017

Jul 21, 2026

SEITZ, JUSTIN, EDWARD

Partner

yes

10/2015

Jul 21, 2026

SEITZ, KAREN, ANN

Director

yes

12/2002

Jul 21, 2026

SEITZ, THOMAS, EDWARD

CHAIRMAN OF THE BOARD

yes

12/2002

Jul 21, 2026

Hayes, Patrick, Daniel

CHIEF LEGAL OFFICER

12/2024

Jul 21, 2026

Williams, Karey, Ann

CHIEF COMPLIANCE OFFICER

03/2026

Jul 21, 2026

GREEN, LESLIE, ANN

CHIEF COMPLIANCE OFFICER

03/2023

Mar 29, 2023

Jul 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PENSION CORPORATION OF AMERICA OF CINCINNATI

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

WEST CHESTER

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$4.3B

$2.3B

n/a

2024

Jan 17, 2025

$3.6B

$1.9B

n/a

2023

Mar 22, 2024

$2.9B

$1.5B

n/a

2022

Mar 29, 2023

$2.5B

$1.2B

n/a

2021

Mar 25, 2022

$1.2B

n/a

2020

Mar 18, 2021

$994M

$944M

n/a

2019

Mar 23, 2020

$828M

$778M

n/a

2018

Mar 21, 2019

$426M

$298M

n/a

2017

Feb 21, 2018

$1.5B

$12.4M

n/a

2016

Mar 16, 2017

$1.2B

$5.9M

n/a

2015

Mar 8, 2016

$841M

$5.2M

n/a

2014

Mar 18, 2015

$734M

n/a

2013

Mar 27, 2014

$564M

n/a

2012

Mar 26, 2013

$389M

n/a

2011

Mar 30, 2012

$446M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.3B

$3.6B

20.4%

$2.5B

19.3%