DFX Intelligence

L••••••• T••••• G•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

L••••••• T••••• G•••••• K•••

Advisor at C•••••• S••••• • C••• I•••

Red Bank, NJ | Chicago, IL

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Search this name across graphsid dfx:ria:92179afb-ddbb-5f39-5a57-18e99376d242

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 18, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 30, 2022	n/a	yes	Red Bank, NJ\|Chicago, IL	Current employment
T• A••••••••• I•••	Former SEC adviser	Nov 30, 2018	Oct 14, 2022	no	CHICAGO, IL\|CHICAGO, IL\|Chicago, IL\|Red Bank, NJ\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	C•••••• S••••• • C••• I•••	Oct 14, 2022	Aug 30, 2022	-45	Channel change	Other
T•••••••• A•••••••• I•••	T• A••••••••• I•••	May 11, 2021	Nov 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:5393:IL:2022-10-10	Oct 14, 2022	Aug 30, 2022	CHICAGO, IL	Firm change after gap
153744:7870:IL:2021-05-11	May 11, 2021	Nov 30, 2018	CHICAGO, IL	Firm change after gap

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Aug 30, 2022 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2018 to Oct 14, 2022factForm ADV
→ T•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2013 to May 11, 2021factForm ADV
→ T••••••••• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92179afb-ddbb-5f39-5a57-18e99376d242
First observed: Feb 19, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.