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H•••• O••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

H•••• O••• W••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Memphis, TN

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Search this name across graphsid dfx:ria:921aa9b7-9327-fe49-1f62-90204ff8437d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 15, 2026	n/a	yes	Memphis, TN	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 20, 2010	Jun 15, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 15, 2026	Jun 15, 2026	0	Firm change	Ibd to ibd
F•••• T•••••••• A••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	Nov 3, 2010

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 20, 2010 to Jun 15, 2026factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2008 to Nov 3, 2010factForm ADV
→ F•••• H•••••• A•••••••• I••

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
H•••• O••• W•••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-06-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:921aa9b7-9327-fe49-1f62-90204ff8437d
First observed: Mar 12, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.