DFX Intelligence

C••• A•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor26 years in industry

C••• A•• W••••••

Advisor at P••••••

Melville, NY | SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92234374-be0a-6d35-4cc9-e776e12f814d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	May 24, 2021	n/a	yes	Melville, NY\|SHELTON, CT	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	May 24, 2021	Dec 31, 2021	no	Melville, NY\|SHELTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	P••••••	Dec 31, 2021	May 24, 2021	-221	Firm change after gap	Other
P•••••• P••••••• G••••• L••	P•••••• I••••••••• P•••••••• L••	Jul 27, 2021	May 24, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
288244:288239:CT:2021-12-31	Dec 31, 2021	May 24, 2021	SHELTON, CT	Firm change after gap
126575:288244:NY:2021-07-27	Jul 27, 2021	May 24, 2021	MELVILLE, NY	Firm change after gap

Relationships

Registered with (4)

→ P••••••Registered adviserregistration: current employment
May 24, 2021 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
May 24, 2021 to Dec 31, 2021factForm ADV
→ P•••••• P••••••• G••••• L••Registered adviserregistration: previous registration
Apr 29, 2019 to Jul 27, 2021factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92234374-be0a-6d35-4cc9-e776e12f814d
First observed: Dec 8, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.