DFX Intelligence

C••••••• J••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant25 years in industry

C••••••• J••••••• C••••••

Advisor at A•••••• S•••• W••••• M••••••••• L••

VANCOUVER, WA | Fleming Island, FL

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Search this name across graphsid dfx:ria:922745a0-a995-65be-42c8-044518b22185

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	Dec 23, 2025	n/a	yes	Fleming Island, FL\|VANCOUVER, WA	Current employment
C•••••• W••••• A••••••• G••••	Independent wealth	Nov 11, 2021	Jan 16, 2026	no	FLEMING ISLAND, FL\|Jacksonville, FL\|Ocala, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• A••••••• G••••	A•••••• S•••• W••••• M••••••••• L••	Jan 16, 2026	Dec 23, 2025	-24	Firm change	RIA to RIA
C•••••• F•••••••• A••••••••• I••	C•••••• W••••• A••••••• G••••	Nov 4, 2021	Nov 11, 2021

Relationships

Registered with (4)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 23, 2025 to presentfactForm ADV
→ C•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Nov 11, 2021 to Jan 16, 2026factForm ADV
→ C•••••• F•••••••• A••••••••• I••Registered adviserregistration: previous registration
Jan 23, 2019 to Nov 4, 2021factForm ADV
→ P••••••••• C•••••• G••••• I•••

Dated events

Occurred
Jan 16, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:922745a0-a995-65be-42c8-044518b22185
First observed: Aug 27, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.