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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD 307997

VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ef3f004-01c6-ce2f-0e85-7afe19d76c33

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 78
Dated events: 19
On other graphs: 0
Observed: Dec 1, 2022 to Sep 9, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.71 fund_share=0.27 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $377MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $377M
Private client RAUM: $269MderivedItem 5.D individuals plus high net worth individuals
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 49
RAUM per advisor: $7.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 47
Advisory employees: 41
Offices: 35Schedule D 1.F, beyond the principal office
Accounts: 2,531
Individual clients: 2,174
High net worth clients: 42
SEC number: 801-127122
CRD: 307997
Filings on the tape: 36
First filed: Dec 1, 2022
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, MI
Website: advisorsharewm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 48

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BLAIR BRUCE SCHADLER	n/a	VANCOUVER, WA	5	32	2	no
Kara Lynn Mitchell	n/a	Everett, WA \| VANCOUVER, WA	3	16	2	no
Matthew Thomas Brady	n/a	VANCOUVER, WA \| Fort Wayne, IN	3	15	n/a	no
VERONICA OSMONOV	Certified Financial Planner	Westlake Village, CA \| VANCOUVER, WA	3	20	6	no
RICHARD ROY KIRK	n/a	VANCOUVER, WA \| Morton, IL	3	19	4	no
WALTER MARVIN WITTROCK	n/a	VANCOUVER, WA \| Spirit Lake, IA	3	38	2	no
SHAUN ROBERT VAUGHT	n/a	VANCOUVER, WA \| Manteca, CA	3	30	n/a	no
Richard John Luckow	n/a	Forest Lake, MN \| VANCOUVER, WA	3	37	3	no
JADE AARON ROSSBACK	n/a	VANCOUVER, WA \| GRAND RAPIDS, MI \| Hudsonville, MI	3	25	4	no
DONALD CRAIG HOFFMAN	n/a	VANCOUVER, WA \| Renton, WA	2	40	1	no
DAVID ROBERT MONTERMINI	n/a	VANCOUVER, WA \| Tumwater, WA	2	25	3	no
JOHN JAMES LOWRY	n/a	VANCOUVER, WA \| Langhorne, PA	2	40	5	no
RICHARD SCOTT SHELLEY	n/a	Palm City, FL \| VANCOUVER, WA	2	30	2	no
LARRY WAYNE DYKES	Chartered Financial Consultant	VANCOUVER, WA \| Indianapolis, IN	2	43	3	no
JEFFREY PAUL RIESBERG	n/a	Iola, KS \| VANCOUVER, WA \| Lincoln, NE	2	20	4	no
JOHN ANDREW WHITE	n/a	VANCOUVER, WA \| Carrollton, GA	1	42	8	no
DONALD NATHAN CAMERON	n/a	VANCOUVER, WA \| Rochester, IN	1	36	2	no
MICHAEL PATRICK NOLAN	n/a	SAINT LOUIS, MO \| VANCOUVER, WA	1	20	6	no
Jeffrey Alan Bettermann	n/a	Dade City, FL \| VANCOUVER, WA	1	24	7	no
GARY JAMES SIPOS	n/a	VANCOUVER, WA \| San Rafael, CA	1	18	6	no
TIMOTHY EDWARD MEYER	n/a	Folsom, CA \| VANCOUVER, WA	1	25	5	no
KURT ALLEN BERRY	n/a	VANCOUVER, WA \| Elizabethton, TN	1	24	7	no
Michael Feriola	n/a	South Salem, NY \| VANCOUVER, WA	1	13	n/a	no
John Theodore Kozak	n/a	Harveysburg, OH \| VANCOUVER, WA	1	31	1	no
ROBERT ROCCO LA SPADA	n/a	VANCOUVER, WA \| Las Vegas, NV	1	55	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEFRANCESO, ROCCY, MICHAEL	Trustee	F	yes	01/2015	Dec 1, 2022	Dec 12, 2024
DEFRANCESO, ROCCY, MICHAEL	Manager	F	yes	01/2015	Dec 1, 2022	Dec 12, 2024
MAAS, JOSEPH, MERRELL	Owner	E	yes	07/2001	Dec 1, 2022	Dec 12, 2024
McDonald, Daniel, W	Owner	E	yes	11/2022	Dec 1, 2022	Dec 12, 2024
MURRY'S VENTURES LLC	Owner	B	yes	04/2020	Dec 1, 2022	Dec 12, 2024
SCHADLER, BLAIR, BRUCE	OWNER; CHIEF COMPLIANCE OFFICER	B	yes	04/2020	Dec 1, 2022	Dec 12, 2024
SYNERGY FINANCIAL SERVICES, INC.	Owner	D	yes	11/2022	Dec 1, 2022	Dec 12, 2024
DEFRANCESO, LAUREN, ANGELINA	Owner	D	no	01/2015	Dec 1, 2022	Dec 12, 2024
DEFRANCESO, ROCCY, MITCHELL	Owner	D	no	01/2015	Dec 1, 2022	Dec 12, 2024
LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST	Owner	E	no	01/2015	Dec 1, 2022	Dec 12, 2024
M33 HOLDINGS, LLC	Owner	B	no	11/2022	Dec 1, 2022	Dec 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SYNERGY ASSET MANAGEMENT, LLC	n/a	Independent wealth	$1.3B	N	yes	n/a
CROSSLINK CAPITAL GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
JOSEPH MERRELL MAAS	n/a	n/a	n/a	Y	no	n/a
ROWAN STREET ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
SCHADLER FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a
SYNERGY FINANCIAL SERVICES, INC.	n/a	n/a	n/a	Y	no	n/a
SYNERGY MERGERS & ACQUISITIONS, LLC DBA SYNERGY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SPIRIT LAKE	Ia	United States	1	no
Morton	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$377M	$377M	47	41	35	n/a	n/a
2024	Apr 8, 2025	$185M	$185M	38	35	35	n/a	n/a
2023	Mar 27, 2024	$48.0M	$48.0M	24	22	21	n/a	n/a
2022	Mar 31, 2023	$11.3M	$11.3M	2	2	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
14	5	9	10.2%	3	1	0	39	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$377M	$185M	103.6%	$11.3M	221.9%	47	38	35	35

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SEQUENT PLANNING, LLC	2	Oct 22, 2024	Oct 30, 2024	OMAHA, NE	Team lift out	RIA to RIA	3.3%
PEACE OF MIND WEALTH MANAGEMENT	2	Jun 5, 2023	May 3, 2023	BRIGHTON, MI	Channel change	RIA to RIA	66.7%

Relationships

Registered with (59)

← Jared Shawn ArgoAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Alex Jason WuAdvisorregistration: current employment
Sep 7, 2026 to presentfactForm ADV
← Blake S BradyAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← Stewart Douglas ScothornAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← MICHAEL L WURSTERAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← JEFFREY STEPHEN BLOCKERAdvisorregistration: current employment
Jul 2, 2026 to presentfactForm ADV
← TONY LEE ADKISONAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← MICHAEL TIMMY TranAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← CECIL MATTHEW HIGHTAdvisorregistration: current employment
Apr 29, 2026 to presentfactForm ADV
← Scott Royal SmithAdvisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← JADE AARON ROSSBACKAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← SUSAN MARIE IVERSONAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← JOHN BURKE MARSHALLAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← DAVID MERSKYAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← Rexford Kent CattanachAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← ARTHUR JOHN BERNADUCCIAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← CLIFFORD JONATHAN CAMARDAAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← JAMES LEE WISDOMAdvisorregistration: current employment
Dec 22, 2025 to presentfactForm ADV
← Ian Patrick SchrupAdvisorregistration: current employment
Sep 2, 2025 to presentfactForm ADV
← LARRY MCKINLEY HALESAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← STEPHEN SCOTT HARPERAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← JAMES SILVAGNIAdvisorregistration: current employment
Jun 26, 2025 to presentfactForm ADV
← ROBERT RICHARD WOLFAdvisorregistration: current employment
Jun 3, 2025 to presentfactForm ADV
← Thomas W RepaskeyAdvisorregistration: previous registration
Oct 18, 2024 to Dec 31, 2024factForm ADV
← Christopher Jason HincheyAdvisorregistration: current employment
Apr 8, 2025 to presentfactForm ADV
← ROBERT ROCCO LA SPADAAdvisorregistration: current employment
Mar 3, 2025 to presentfactForm ADV
← John Theodore KozakAdvisorregistration: current employment
Feb 20, 2025 to presentfactForm ADV
← Michael FeriolaAdvisorregistration: current employment
Jan 14, 2025 to presentfactForm ADV
← TIMOTHY EDWARD MEYERAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← KURT ALLEN BERRYAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
and 29 more

Affiliated with (2)

→ SYNERGY ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SYNERGY ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← MAAS, JOSEPH, MERRELLOwnerOWNER, ownership code E, individual
Dec 1, 2022 to Dec 12, 2024factForm ADV
← SCHADLER, BLAIR, BRUCEOwnerOWNER; CHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 1, 2022 to Dec 12, 2024factForm ADV
← McDonald, Daniel, WOwnerOWNER, ownership code E, individual
Dec 1, 2022 to Dec 12, 2024factForm ADV
← DEFRANCESO, ROCCY, MICHAELOwnerTRUSTEE, ownership code F, individual
Dec 1, 2022 to Dec 12, 2024factForm ADV
← MURRY'S VENTURES LLCOwnerOWNER, ownership code B, domestic entity
Dec 1, 2022 to Dec 12, 2024factForm ADV
← SYNERGY FINANCIAL SERVICES, INC.OwnerOWNER, ownership code D, domestic entity
Dec 1, 2022 to Dec 12, 2024factForm ADV

Owns (4)

← DEFRANCESO, ROCCY, MITCHELLOwnerOWNER, ownership code D, individual
Dec 1, 2022 to Dec 12, 2024factForm ADV
← DEFRANCESO, LAUREN, ANGELINAOwnerOWNER, ownership code D, individual
Dec 1, 2022 to Dec 12, 2024factForm ADV
← LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUSTOwnerOWNER, ownership code E, domestic entity
Dec 1, 2022 to Dec 12, 2024factForm ADV
← M33 HOLDINGS, LLCOwnerOWNER, ownership code B, domestic entity
Dec 1, 2022 to Dec 12, 2024factForm ADV

Moved with (2)

← SEQUENT PLANNING, LLCRegistered adviser2 advisors, team lift out
Oct 22, 2024 to Oct 30, 2024factForm ADV
← PEACE OF MIND WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jun 5, 2023 to May 3, 2023factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 27, 2026
Advisor changed firm
Jason Siebert left Advisor Share Wealth Management, LLC for Simplicity Wealth (registered 2026-09-14)
Form ADVobserved 3 days ago
Occurred
Mar 27, 2026
Regulatory AUM changed
Advisor Share Wealth Management, Llc reported RAUM $376.9M, up 104% from $185.2M (2025-12-04 to 2026-03-27)
Form ADVobserved 4 days ago
$192M
Occurred
Mar 25, 2026
Advisor changed firm
Bryan Anthony Richardson left Advisor Share Wealth Management, Llc for Consolidated Portfolio Review Corp (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Lonnie Wayne Epperson left Advisor Share Wealth Management, Llc for Ae Wealth Management, Llc (registered 2026-04-28)
Form ADVobserved 4 days ago
Occurred
Nov 17, 2025
Advisor changed firm
William Harold Riggs left Advisor Share Wealth Management, Llc for Strategic Wealth Partners Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2025
Advisor changed firm
Zachary Alexander Cashmore left Advisor Share Wealth Management, Llc for Edward Jones (registered 2026-01-16)
Form ADVobserved 4 days ago
Occurred
Aug 5, 2025
Advisor changed firm
Randall J. Cashmore left Advisor Share Wealth Management, Llc for Signal Advisors Wealth, Llc (registered 2025-07-25)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2025
Advisor changed firm
Andrew Joseph Kathol left Advisor Share Wealth Management, Llc for One Wealth Map, Llc (registered 2025-04-14)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Adam Smith left Advisor Share Wealth Management, Llc for Watership Private Capital Management, Llc (registered 2025-04-11)
Form ADVobserved 4 days ago
Occurred
Oct 22, 2024
Team lift-out
2 advisors left Sequent Planning, LLC (Omaha, NE) for Advisor Share Wealth Management, LLC within 8 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 19, 2024
Advisor changed firm
Courtney Lashay Wiley Ingram left Advisor Share Wealth Management, Llc for Cornerstone Advisors Llc (registered 2024-08-05)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2024
Advisor changed firm
Spenser Thomas Vago left Advisor Share Wealth Management, Llc for Stratos Wealth Partners, Ltd (registered 2025-12-17)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2024
Advisor changed firm
Zachary Alexander Cashmore left Advisor Share Wealth Management, Llc for Impact Partnership Wealth, Llc (registered 2024-01-03)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2024
Advisor changed firm
Frederick Charles Whitford left Advisor Share Wealth Management, Llc for Impact Partnership Wealth, Llc (registered 2024-01-16)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2022
First Form ADV filing
Peace Of Mind Planning Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 4 bookkeeping events

Occurred
Apr 8, 2025
Advisor Share Wealth Management, Llc reported 35 offices beyond its principal office, up from 21 (2025-02-25 to 2025-04-08)
Occurred
Apr 8, 2025
Advisor Share Wealth Management, Llc reported 35 state-registered advisory representatives, up from 22 (2025-02-25 to 2025-04-08)
Occurred
Mar 27, 2024
Advisor Share Wealth Management, Llc reported 21 offices beyond its principal office, up from 3 (2024-01-31 to 2024-03-27)
Occurred
Mar 27, 2024
Advisor Share Wealth Management, Llc reported 22 state-registered advisory representatives, up from 2 (2024-01-31 to 2024-03-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ef3f004-01c6-ce2f-0e85-7afe19d76c33
First observed: Dec 1, 2022
Last observed: Sep 9, 2026 10 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD 307997

VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ef3f004-01c6-ce2f-0e85-7afe19d76c33

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BLAIR BRUCE SCHADLER

n/a

VANCOUVER, WA

Kara Lynn Mitchell

n/a

Everett, WA | VANCOUVER, WA

Matthew Thomas Brady

n/a

VANCOUVER, WA | Fort Wayne, IN

n/a

VERONICA OSMONOV

Certified Financial Planner

Westlake Village, CA | VANCOUVER, WA

RICHARD ROY KIRK

n/a

VANCOUVER, WA | Morton, IL

WALTER MARVIN WITTROCK

n/a

VANCOUVER, WA | Spirit Lake, IA

SHAUN ROBERT VAUGHT

n/a

VANCOUVER, WA | Manteca, CA

n/a

Richard John Luckow

n/a

Forest Lake, MN | VANCOUVER, WA

JADE AARON ROSSBACK

n/a

VANCOUVER, WA | GRAND RAPIDS, MI | Hudsonville, MI

DONALD CRAIG HOFFMAN

n/a

VANCOUVER, WA | Renton, WA

DAVID ROBERT MONTERMINI

n/a

VANCOUVER, WA | Tumwater, WA

JOHN JAMES LOWRY

n/a

VANCOUVER, WA | Langhorne, PA

RICHARD SCOTT SHELLEY

n/a

Palm City, FL | VANCOUVER, WA

LARRY WAYNE DYKES

Chartered Financial Consultant

VANCOUVER, WA | Indianapolis, IN

JEFFREY PAUL RIESBERG

n/a

Iola, KS | VANCOUVER, WA | Lincoln, NE

JOHN ANDREW WHITE

n/a

VANCOUVER, WA | Carrollton, GA

DONALD NATHAN CAMERON

n/a

VANCOUVER, WA | Rochester, IN

MICHAEL PATRICK NOLAN

n/a

SAINT LOUIS, MO | VANCOUVER, WA

Jeffrey Alan Bettermann

n/a

Dade City, FL | VANCOUVER, WA

GARY JAMES SIPOS

n/a

VANCOUVER, WA | San Rafael, CA

TIMOTHY EDWARD MEYER

n/a

Folsom, CA | VANCOUVER, WA

KURT ALLEN BERRY

n/a

VANCOUVER, WA | Elizabethton, TN

Michael Feriola

n/a

South Salem, NY | VANCOUVER, WA

n/a

John Theodore Kozak

n/a

Harveysburg, OH | VANCOUVER, WA

ROBERT ROCCO LA SPADA

n/a

VANCOUVER, WA | Las Vegas, NV

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEFRANCESO, ROCCY, MICHAEL

Trustee

yes

01/2015

Dec 1, 2022

Dec 12, 2024

DEFRANCESO, ROCCY, MICHAEL

Manager

yes

01/2015

Dec 1, 2022

Dec 12, 2024

MAAS, JOSEPH, MERRELL

Owner

yes

07/2001

Dec 1, 2022

Dec 12, 2024

McDonald, Daniel, W

Owner

yes

11/2022

Dec 1, 2022

Dec 12, 2024

MURRY'S VENTURES LLC

Owner

yes

04/2020

Dec 1, 2022

Dec 12, 2024

SCHADLER, BLAIR, BRUCE

OWNER; CHIEF COMPLIANCE OFFICER

yes

04/2020

Dec 1, 2022

Dec 12, 2024

SYNERGY FINANCIAL SERVICES, INC.

Owner

yes

11/2022

Dec 1, 2022

Dec 12, 2024

DEFRANCESO, LAUREN, ANGELINA

Owner

01/2015

Dec 1, 2022

Dec 12, 2024

DEFRANCESO, ROCCY, MITCHELL

Owner

01/2015

Dec 1, 2022

Dec 12, 2024

LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST

Owner

01/2015

Dec 1, 2022

Dec 12, 2024

M33 HOLDINGS, LLC

Owner

11/2022

Dec 1, 2022

Dec 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SYNERGY ASSET MANAGEMENT, LLC

n/a

Independent wealth

$1.3B

yes

n/a

CROSSLINK CAPITAL GROUP, LLC

n/a

yes

n/a

JOSEPH MERRELL MAAS

n/a

ROWAN STREET ADVISORS, LLC

n/a

yes

n/a

SCHADLER FINANCIAL, LLC

n/a

yes

n/a

SYNERGY FINANCIAL SERVICES, INC.

n/a

SYNERGY MERGERS & ACQUISITIONS, LLC DBA SYNERGY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SPIRIT LAKE

United States

Morton

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$377M

n/a

2024

Apr 8, 2025

$185M

n/a

2023

Mar 27, 2024

$48.0M

n/a

2022

Mar 31, 2023

$11.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$377M

$185M

103.6%

$11.3M

221.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SEQUENT PLANNING, LLC

Oct 22, 2024

Oct 30, 2024

OMAHA, NE

Team lift out

RIA to RIA

3.3%

PEACE OF MIND WEALTH MANAGEMENT

Jun 5, 2023

May 3, 2023

BRIGHTON, MI

Channel change

RIA to RIA

66.7%