DFX Intelligence

C•• T•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C•• T•••••• M••••••••

Advisor at P••••••• W••••• M•••••••••

Draper, UT | Herriman, UT

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Search this name across graphsid dfx:ria:9248ced0-6b61-be0e-3b91-a58d1bf90aa7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• M•••••••••	Independent wealth	Feb 19, 2023	n/a	yes	Draper, UT\|Herriman, UT	Current employment
A•••• C••••••• I•••	Former SEC adviser	Jun 23, 2011	Mar 6, 2023	no	DRAPER, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C••••••• I•••	P••••••• W••••• M•••••••••	Mar 6, 2023	Feb 19, 2023	-15	Firm change	RIA to RIA
O••• I••••••••• A••••••• I••	A•••• C••••••• I•••	Jun 22, 2011	Jun 23, 2011

Relationships

Registered with (4)

→ P••••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 19, 2023 to presentfactForm ADV
→ A•••• C••••••• I•••Registered adviserregistration: previous registration
Jun 23, 2011 to Mar 6, 2023factForm ADV
→ O••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Apr 19, 2011 to Jun 22, 2011factForm ADV
→ F••••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Mar 6, 2023
Advisor changed firm
C•• T•••••• M•••••••• left A•••• C••••••• I••• for P••••••• W••••• M••••••••• (registered 2023-02-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9248ced0-6b61-be0e-3b91-a58d1bf90aa7
First observed: Dec 21, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.