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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

AILSA CAPITAL, INC.

CRD 136463

DRAPER, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e447581b-a193-6982-19cf-547995c7975f

Data as of Mar 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2020 to Mar 17, 2023
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $210MItem 5.F on the latest filing (2023-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $163MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 936
Individual clients: 241
High net worth clients: 74
Custody, client assets: $39.6M
SEC number: 801-118618
CRD: 136463
Filings on the tape: 11
First filed: Mar 30, 2020
Latest filed: Mar 17, 2023
Organised: Corporation, Utah

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARTINDALE, JOHN, ALVIN	OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	11/2011	Mar 30, 2020	Mar 17, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 18, 2022	$210M	$210M	5	4	0	n/a	n/a
2020	Mar 12, 2021	$176M	$176M	5	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$210M	$176M	19.6%	n/a	n/a	1	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BEACON POINTE ADVISORS, LLC	3	Mar 17, 2023	Mar 20, 2023	DRAPER, UT	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← MARTINDALE, JOHN, ALVINOwnerOWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2020 to presentfactForm ADV

Moved with (1)

→ BEACON POINTE ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Mar 17, 2023 to Mar 20, 2023factForm ADV

Registered with (6)

← JOHN ALVIN MARTINDALEAdvisorregistration: previous registration
Jun 6, 2011 to Mar 17, 2023factForm ADV
← TIFFANY T BODELLAdvisorregistration: previous registration
Sep 19, 2016 to Mar 17, 2023factForm ADV
← Dane Joshua JensenAdvisorregistration: previous registration
Nov 5, 2019 to Mar 17, 2023factForm ADV
← CAM TAGGART MCCLELLANAdvisorregistration: previous registration
Jun 23, 2011 to Mar 6, 2023factForm ADV
← DANIEL JAMES LUKEAdvisorregistration: previous registration
Jan 30, 2006 to Aug 26, 2011factForm ADV
← RYAN OMER SMITHAdvisorregistration: previous registration
Mar 9, 2011 to Aug 26, 2011factForm ADV

Dated events

Occurred
Mar 17, 2023
Firm absorbed
Ailsa Capital, Inc.'s advisors moved to Beacon Pointe Advisors, LLC (Draper, UT): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Mar 17, 2023
Advisor changed firm
Tiffany T Bodell left Ailsa Capital, Inc. for Beacon Pointe Advisors, Llc (registered 2023-03-20)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2023
Advisor changed firm
Dane Joshua Jensen left Ailsa Capital, Inc. for Beacon Pointe Advisors, Llc (registered 2023-03-20)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2023
Advisor changed firm
John Alvin Martindale left Ailsa Capital, Inc. for Beacon Pointe Advisors, Llc (registered 2023-03-20)
Form ADVobserved 6 days ago
Occurred
Mar 6, 2023
Advisor changed firm
Cam Taggart Mcclellan left Ailsa Capital, Inc. for Palisade Wealth Management (registered 2023-02-19)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
First Form ADV filing
Ailsa Capital, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e447581b-a193-6982-19cf-547995c7975f
First observed: Mar 30, 2020
Last observed: Mar 17, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AILSA CAPITAL, INC.

CRD 136463

DRAPER, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e447581b-a193-6982-19cf-547995c7975f

Data as of Mar 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARTINDALE, JOHN, ALVIN

OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

11/2011

Mar 30, 2020

Mar 17, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 18, 2022

$210M

n/a

2020

Mar 12, 2021

$176M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$210M

$176M

19.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BEACON POINTE ADVISORS, LLC

Mar 17, 2023

Mar 20, 2023

DRAPER, UT

Firm absorbed

RIA to RIA

100.0%