DFX Intelligence

J•••• M•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••• M•••••• M••••

Advisor at C•••••• C••••• G••••• I•••

LOS ANGELES, CA | Worthington, OH

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Search this name across graphsid dfx:ria:924b5385-2322-591d-1074-ddd930a18885

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Apr 25, 2013	n/a	yes	LOS ANGELES, CA\|Worthington, OH	Current employment
P••••• I••••••••• M••••••••• L••	Asset manager	Jan 30, 2008	Apr 13, 2011	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• I••••••••• M••••••••• L••	C•••••• C••••• G••••• I•••	Apr 13, 2011	Apr 25, 2013	743	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Apr 25, 2013 to presentfactForm ADV
→ P••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 30, 2008 to Apr 13, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:924b5385-2322-591d-1074-ddd930a18885
First observed: Jul 14, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.