DFX Intelligence

S•••••• A•••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

S•••••• A•••• V•••••

Advisor at V••••• C•••••• M••••••••• L••

BRENTWOOD, TN | OAK BROOK, IL

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Search this name across graphsid dfx:ria:92507611-518f-a304-058d-4d24e292286e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 10, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• C•••••• M••••••••• L••	Independent wealth	Jan 14, 2022	n/a	yes	BRENTWOOD, TN\|OAK BROOK, IL	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 6, 2012	Dec 24, 2021	no	OAK BROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	V••••• C•••••• M••••••••• L••	Dec 24, 2021	Jan 14, 2022	21	Firm change	Ibd to RIA
I••••••••• A••••••• I••••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jan 6, 2012	Jan 6, 2012

Relationships

Registered with (3)

→ V••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2012 to Dec 24, 2021factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 10, 2011 to Jan 6, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92507611-518f-a304-058d-4d24e292286e
First observed: May 10, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.