DFX Intelligence

H••••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

H••••••• F•••••••• G••••

H••••••• F•••••••• G•••• LLC, CRD 155845

NEW YORK, NY

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Search this name across graphsid dfx:ria:925079b5-c419-741f-491e-f925fbaefffb

Data as of Mar 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: May 15, 2012 to Mar 27, 2025
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 2Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• M•••••••• H•••••••	Trustee	E	yes	12/2012	May 15, 2012	Mar 29, 2024
T•• S••••• F••••• I••••••••• T•••• O• 2•••	Member	B	no	12/2017	Jul 27, 2017	Mar 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$624M	-100.0%	$746M	n/a	2	2	2	2

Relationships

Controls (1)

← S•••••• M•••••••• H•••••••OwnerTRUSTEE, ownership code E, individual
May 15, 2012 to Mar 29, 2024factForm ADV

Owns (1)

← T•• S••••• F••••• I••••••••• T•••• O• 2•••OwnerMEMBER, ownership code B, domestic entity
Jul 27, 2017 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
H••••••• F•••••••• G•••• reported RAUM $0, down 100% from $623.8M (2024-03-29 to 2025-03-27)
Form ADVobserved 7 days ago
$-624M
Occurred
Jun 30, 2017
First Form ADV filing
H••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:925079b5-c419-741f-491e-f925fbaefffb
First observed: May 15, 2012
Last observed: Mar 27, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.