DFX Intelligence
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H••••••• F•••••••• G••••
No RAUM reported, based in New York, New York.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- Not established
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- -100%
- Private clients
- Not established
IAPD
Form ADV, consecutive annual filings
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $624M
- Contact points 2
Every filed figure, and the identifiersCRD 155845 · SEC 801-110949 · 16 filingsShowHide
CRD 155845SEC 801-110949Legal name H••••••• F•••••••• G•••• L••First filing on the tape May 15, 2012, latest Mar 27, 2025SEC status approved since Jul 31, 2017IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$0 as of Mar 27, 2025
Apr 1, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 27, 2025
Apr 1, 20130 then
Employees (5.A)2 as of Mar 27, 2025
Apr 1, 20131 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2025; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• M•••••••• H••••••• · Trusteecontrolsince 12/2012 · owns 75% or more
Entity owners
- T•• S••••• F••••• I••••••••• T•••• O• 2••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 5 to 0Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $624M to $0Mar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · 623771823.0 to unsetMar 29, 2024 to Mar 27, 2025
- RAUM · $624M to $0Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $605M to $624MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $605M to $624MMar 30, 2023 to Mar 29, 2024
- RAUM · $605M to $624MMar 30, 2023 to Mar 29, 2024
- Accounts · 4 to 5Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 4 to 5Mar 31, 2022 to Mar 30, 2023
- HQ city · unset to NEW YORKMar 31, 2022 to Mar 30, 2023
- HQ state · unset to NYMar 31, 2022 to Mar 30, 2023
- Other offices · 0 to 2Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $746M to $605MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $746M to $605MMar 31, 2022 to Mar 30, 2023
- RAUM · $746M to $605MMar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $957M to $746MMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $957M to $746MMar 29, 2021 to Mar 31, 2022
- RAUM · $957M to $746MMar 29, 2021 to Mar 31, 2022
- Accounts · 1 to 4Apr 30, 2020 to Mar 29, 2021
- HQ city · NEW YORK to unsetApr 30, 2020 to Mar 29, 2021
- HQ state · NY to unsetApr 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $974M to $957MApr 30, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $974M to $957MApr 30, 2020 to Mar 29, 2021
- RAUM · $974M to $957MApr 30, 2020 to Mar 29, 2021
- Accounts · 4 to 1Mar 28, 2019 to Apr 30, 2020
- Other offices · 1 to 0Mar 28, 2019 to Apr 30, 2020
- Discretionary RAUM · $970M to $974MMar 28, 2019 to Apr 30, 2020
- Pooled vehicle RAUM · $970M to $974MMar 28, 2019 to Apr 30, 2020
- RAUM · $970M to $974MMar 28, 2019 to Apr 30, 2020
- Discretionary RAUM · $960M to $970MMar 31, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $960M to $970MMar 31, 2018 to Mar 28, 2019
- RAUM · $960M to $970MMar 31, 2018 to Mar 28, 2019
- Pooled vehicle clients · unset to 4.0Jul 27, 2017 to Mar 31, 2018
- HQ city · BOSTON to NEW YORKJul 27, 2017 to Mar 31, 2018
- HQ state · MA to NYJul 27, 2017 to Mar 31, 2018
- Other offices · unset to 1.0Jul 27, 2017 to Mar 31, 2018
- Discretionary RAUM · $1.1B to $960MJul 27, 2017 to Mar 31, 2018
- Pooled vehicle RAUM · unset to 959939600.0Jul 27, 2017 to Mar 31, 2018
- RAUM · $1.1B to $960MJul 27, 2017 to Mar 31, 2018
Signals
2 dated events
- ••• LockedMar 27, 2025 · RAUM change · derived
- ••• LockedJun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2025
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026