DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Feb 22, 2017 | n/a | yes | CLEARWATER, FL|STAMFORD, CT|LARGO, FL | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Feb 21, 2017 | no | CLEARWATER, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | S•••••• P••••••• I••••••••• A•••••••• L•• | Feb 21, 2017 | Feb 22, 2017 | 1 | Firm change | Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:283004:FL:2017-02-21 | Feb 21, 2017 | Feb 22, 2017 | CLEARWATER, FL | Firm change |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | CLEARWATER, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 3, 2004 | Apr 2, 2007 | no | CLEARWATER, FL|CLEARWATER, FL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 4, 1990 | Mar 3, 2004 | no | CLEARWATER, FL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| A••••••••• F•••••••• S•••••••• L•• | M••••• S•••••• D• I••• | Mar 3, 2004 | Mar 3, 2004 | 0 | Firm change | Other |