DFX Intelligence

G•••• E•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

G•••• E•••• H•••••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:9256666d-1f48-6ec3-a4a6-276cfe60999b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Sep 2, 2021	n/a	yes	NEWPORT BEACH, CA\|SEATTLE, WA	Current employment
R•••••• F•••••••• G••••• I•••	Former SEC adviser	Jul 22, 2003	Sep 1, 2021	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• F•••••••• G••••• I•••	B••••• P••••• A•••••••• L••	Sep 1, 2021	Sep 2, 2021	1	Firm change	RIA to RIA
L•• F•••••••• L••	R•••••• F•••••••• G••••• I•••	Mar 27, 2013	Jul 22, 2003

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Sep 2, 2021 to presentfactForm ADV
→ R•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 22, 2003 to Sep 1, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2002 to Mar 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9256666d-1f48-6ec3-a4a6-276cfe60999b
First observed: Nov 18, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.