RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• E•••• H•••••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Sep 2, 2021 · Newport Beach, Ca
- R•••••• F•••••••• G••••• I••• formerJul 22, 2003 to Sep 1, 2021 · Seattle, Wa
- L•• F•••••••• L•• BD affiliatedNov 18, 2002 to Mar 27, 2013 · Seattle, Wa
- R•••••• F•••••••• G••••• I••• to B••••• P••••• A•••••••• L••left Sep 1, 2021, registered Sep 2, 2021 (1 days) · RIA to RIA
- L•• F•••••••• L•• to R•••••• F•••••••• G••••• I•••left Mar 27, 2013, registered Jul 22, 2003 (-3536 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address