DFX Intelligence

A••• C•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)33 years in industry

A••• C•••• B••••••

Advisor at P••••••••• • A• E••••••••• C••••••

Delray Beach, FL | OWINGS MILLS, MD

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Search this name across graphsid dfx:ria:9256d095-9013-bed6-7921-0661071ec70f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Sep 5, 2025	n/a	yes	OWINGS MILLS, MD\|Delray Beach, FL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 3, 2018	Sep 25, 2025	no	WAKEFIELD, MA\|DELRAY BEACH, FL\|BONITA SPRINGS, FL\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P••••••••• • A• E••••••••• C••••••	Sep 25, 2025	Sep 5, 2025	-20	Firm change	Ibd to RIA
M••••••	M•• I•••••••• S•••••••• L••	Feb 1, 2018	Jan 3, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:133777:MA:2025-09-25	Sep 25, 2025	Sep 5, 2025	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2018 to Sep 25, 2025factForm ADV
→ M••••••Registered adviserregistration: previous registration
Jun 29, 2010 to Feb 1, 2018factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
A••• C•••• B•••••• left M•• I•••••••• S•••••••• L•• for P••••••••• • A• E••••••••• C•••••• (registered 2025-09-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9256d095-9013-bed6-7921-0661071ec70f
First observed: Jun 29, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.