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Reading the graph
Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS
WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | May 2, 2019 | n/a | yes | WESTPORT, CT | Current employment |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Mar 23, 2010 | May 23, 2019 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|BOCA RATON, FL|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Nov 20, 2006 | Mar 26, 2010 | no | STAMFORD, CT|DEER PARK, NY|TIBURON, CA|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | A.G.P / ALLIANCE GLOBAL PARTNERS | May 23, 2019 | May 2, 2019 | -21 | Firm change | Ibd to ibd |
| GUNNALLEN FINANCIAL, INC | AEGIS CAPITAL CORP. | Mar 26, 2010 | Mar 23, 2010 | -3 | Firm change | Other |